Walter P. Glazer Jr. - Jan 1, 2024 Form 4 Insider Report for ESCALADE INC (ESCA)

Role
CEO & PRESIDENT, Director
Signature
/s/ WALTER P. GLAZER, JR.
Stock symbol
ESCA
Transactions as of
Jan 1, 2024
Transactions value $
$0
Form type
4
Date filed
1/2/2024, 08:00 PM
Previous filing
Mar 6, 2023
Next filing
Mar 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESCA Common Stock Options Exercise +18.1K +5.05% 376K Jan 1, 2024 Direct F1
holding ESCA Common Stock 8.5K Jan 1, 2024 Shares held by spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESCA Restricted Stock Units Options Exercise $0 -18.1K -50% $0.00 18.1K Jan 1, 2024 Common Stock 18.1K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
F2 Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan").
F3 On January 1, 2022, the reporting person was granted 54,152 RSUs under the Plan upon his commencement of full-time employment as Escalade's CEO and President. The RSUs vest in one third increments on each of January 1, 2023, January 1, 2024, and January 1, 2025. The January 1, 2023 vesting of 18,050 RSUs was previously reported and another 18,051 RSUs vested and settled on January 1, 2024 as reported herein. The remaining 18,051 RSUs will vest on January 1, 2025.