Johanna Roberts - 28 Dec 2021 Form 4 Insider Report for Penumbra Inc (PEN)

Role
EVP, Gen. Counsel & Secretary
Signature
/s/ Johanna Roberts
Issuer symbol
PEN
Transactions as of
28 Dec 2021
Net transactions value
+$105,792
Form type
4
Filing time
30 Dec 2021, 18:50:28 UTC
Previous filing
03 Dec 2021
Next filing
05 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PEN Common Stock Options Exercise $105,792 +4,800 +9.1% $22.04 57,624 28 Dec 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PEN Stock Option (right to buy) Options Exercise $0 -4,800 -13% $0.000000 33,450 28 Dec 2021 Common Stock 4,800 $22.04 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 A portion of these shares is subject to vesting.
F2 All shares are vested and exercisable.