Johanna Roberts - 01 Dec 2021 Form 4 Insider Report for Penumbra Inc (PEN)

Signature
/s/ Johanna Roberts
Issuer symbol
PEN
Transactions as of
01 Dec 2021
Net transactions value
-$393,622
Form type
4
Filing time
03 Dec 2021, 18:53:25 UTC
Previous filing
17 Nov 2021
Next filing
30 Dec 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PEN Common Stock Options Exercise $38,570 +1,750 +3.3% $22.04 54,574 01 Dec 2021 Direct F1
transaction PEN Common Stock Sale $24,432 -100 -0.18% $244.32 54,474 01 Dec 2021 Direct F1, F2, F3
transaction PEN Common Stock Sale $61,325 -250 -0.46% $245.30 54,224 01 Dec 2021 Direct F1, F2, F4
transaction PEN Common Stock Sale $123,175 -500 -0.92% $246.35 53,724 01 Dec 2021 Direct F1, F2, F5
transaction PEN Common Stock Sale $97,346 -393 -0.73% $247.70 53,331 01 Dec 2021 Direct F1, F2, F6
transaction PEN Common Stock Sale $125,913 -507 -0.95% $248.35 52,824 01 Dec 2021 Direct F1, F2, F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PEN Stock Option (right to buy) Options Exercise $0 -1,750 -4.4% $0.000000 38,250 01 Dec 2021 Common Stock 1,750 $22.04 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 A portion of these shares is subject to vesting.
F2 The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F3 This transaction was executed in multiple trades at prices ranging from $244.05 to $244.53. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F4 This transaction was executed in multiple trades at prices ranging from $245.14 to $245.41. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F5 This transaction was executed in multiple trades at prices ranging from $246.13 to $246.78. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F6 This transaction was executed in multiple trades at prices ranging from $247.45 to $247.94. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F7 This transaction was executed in multiple trades at prices ranging from $248.08 to $248.54. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F8 All shares are vested and exercisable.