Comparable stake leader
VANGUARD CAPITAL MANAGEMENT LLC
SEC ownership of Penumbra Inc
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001321732.
Disclosed value leader
BlackRock, Inc.
Comparable rows
50/50
Latest evidence
19 May 2026
- Public ticker
- PEN on NYSE
- Parsed ownership sources
-
13D/G, 13F, and 3/4/5
Source: Parsed SEC ownership filingsUse: Compare filing families carefully
- Largest SEC-reported holder
-
VANGUARD CAPITAL MANAGEMENT LLC
Ranking: Comparable ownership first, then disclosed value
- Comparable ownership rows
-
50 of 50
Meaning: Rows with safely comparable ownership %
- Latest 13D/G holder
-
VANGUARD CAPITAL MANAGEMENT LLC
Source: Latest parsed Schedule 13D/G stake
- Latest parsed ownership date
-
19 May 2026
Freshness: Most recent filing date in this holder set
- Issuer CIK
- 0001321732
- Issuer location
- Alameda, CA
Ownership snapshot
CIK-linked ownership evidence from parsed SEC filings.
3 signals
Issuer
Names, identifiers, and filing context for this profile.
2 identity fields
Ownership snapshot
Top shareholders of Penumbra Inc (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
VANGUARD CAPITAL MANAGEME...
Disclosed value leader
BlackRock, Inc.
Comparable rows
50/50
Latest evidence
19 May 2026
13D/G
13F
3/4/5
Lead comparable stake: 5.1%
13D/G row: VANGUARD CAPITAL MANAGEMENT LLC
Showing 1-8 of 50 holder rows.
Quick read
VANGUARD CAPITAL MANAGEMENT LLC leads the comparable SEC ownership view at 5.1%.
50 of 50 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens VANGUARD CAPITAL MANAGEMENT LLC's linked filing trail.
Comparable ownership
Top 5
VANGUARD CAPITAL MANAGEMENT LLC
5.1%
FMR LLC
4.7%
PRICE T ROWE ASSOCIATES INC /MD/
3.3%
Adam Elsesser
2.2%
Arani Bose
0.66%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-8 of 50 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| VANGUARD CAPITAL MANAGEMENT LLC |
13D/G
13F
Vanguard Capital Management · Company
|
5.1%
|
$653,662,845
1,990,629 shares
|
$0 | 31 Mar 2026 |
| FMR LLC |
13D/G
13F
Company
|
4.7%
|
$567,989,692
1,826,862 shares
|
-$1,017,695,485 | 30 Jan 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13D/G
13F
T. Rowe Price Associates, Inc. · Company
|
3.3%
|
$379,427,649
1,265,687 shares
|
$0 | 31 Dec 2024 |
| Adam Elsesser |
3/4/5
CEO, Director
|
2.2%
|
$273,702,493
865,502 shares
|
-$8,307,409 | 19 May 2026 |
| Arani Bose |
3/4/5
Director
|
0.66%
|
$92,680,413
259,609 shares
|
-$12,070,705 | 13 Feb 2026 |
| Johanna Roberts |
3/4/5
EVP, Gen. Counsel & Secretary
|
0.17%
|
$22,827,481
67,298 shares
|
-$1,422,832 | 15 Mar 2026 |
| Lambert Shiu |
3/4/5
Chief Accounting Officer
|
0.1%
|
$13,440,121
39,623 shares
|
— | 15 Mar 2026 |
| Shruthi Narayan |
3/4/5
President
|
0.08%
|
$10,432,096
30,755 shares
|
— | 15 Mar 2026 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Net insider flow leans to selling over the last 12 months. Net value: -$23,587,254.
Buys
$0
Insiders: 0
Sells
$23,587,254
Insiders: 6
Net
-$23,587,254
Shares: -84,920
Window
Last 12 months
4 rolling buckets
Buy value
Sell value
Shares: 0
Shares: 84,920
| Window (months) | Buy shares | Sell shares | Buy value | Sell value | Net value |
|---|---|---|---|---|---|
| 0-3 | 0 | 0 | $0 | $0 | $0 |
| 3-6 | 0 | 2,532 | $0 | $865,296 | -$865,296 |
| 6-9 | 0 | 33,772 | $0 | $10,175,474 | -$10,175,474 |
| 9-12 | 0 | 48,616 | $0 | $12,546,485 | -$12,546,485 |
Reporting owners
Insider holders from Forms 3/4/5
Showing 1-14 of 14 reporting-owner rows connected to Penumbra Inc. Open a relationship link for the CIK-to-CIK filing trail.
Rows
14
Largest Forms 3/4/5 holder
Adam Elsesser
Net 12M change
-$23,587,254
Latest report
19 May 2026
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| Adam Elsesser | CEO, Director | $273,702,493 | -$8,307,409 | -2.9% | Mixed | 19 May 2026 |
| James Robert Pray | President, International | $98,738,367 | Mixed | 01 Oct 2021 | ||
| Arani Bose | Director | $92,680,413 | -$12,070,705 | -12% | Mixed | 13 Feb 2026 |
| Lynn Rothman | EVP and Chief Business Officer | $32,376,804 | Mixed | 01 Oct 2021 | ||
| Johanna Roberts | EVP, Gen. Counsel & Secretary | $22,827,481 | -$1,422,832 | -5.9% | Mixed | 15 Mar 2026 |
| Lambert Shiu | Chief Accounting Officer | $13,440,121 | Mixed | 15 Mar 2026 | ||
| Shruthi Narayan | President | $10,432,096 | Mixed | 15 Mar 2026 | ||
| Maggie Yuen | Chief Financial Officer | $6,162,246 | -$1,332,474 | -18% | Mixed | 15 Mar 2026 |
| Harpreet Grewal | Director | $2,861,750 | -$259,470 | -8.3% | Filing P/S | 02 Apr 2026 |
| Don W. Kassing | Director | $2,686,726 | Mixed | 14 Feb 2025 | ||
| Janet Leeds | Director | $2,370,123 | Mixed | 13 Feb 2026 | ||
| Bridget O'Rourke | Director | $2,128,434 | Mixed | 13 Feb 2026 | ||
| Thomas C. Wilder | Director | $1,818,915 | -$194,364 | -9.7% | Mixed | 13 Feb 2026 |
| Surbhi Sarna | Director | $1,532,601 | Mixed | 13 Feb 2026 |
Recent insider transactions for Penumbra Inc
Showing up to 300 recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | SEC-reported value | SEC-reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Adam Elsesser | PEN | Common Stock | Gift | -10.1% | -77,000 | 683,042 | 19 May 2026 | By Trust | ||
| Harpreet Grewal | PEN | Common Stock | Sale | -1.13% | $32,822 | $328.22 | -100 | 8,719 | 02 Apr 2026 | Direct |
| Shruthi Narayan | PEN | Common Stock | Tax liability | -0.38% | -117 | 30,755 | 15 Mar 2026 | Direct | ||
| Johanna Roberts | PEN | Common Stock | Tax liability | -0.28% | -186 | 67,298 | 15 Mar 2026 | Direct | ||
| Maggie Yuen | PEN | Common Stock | Tax liability | -1.01% | -186 | 18,167 | 15 Mar 2026 | Direct | ||
| Lambert Shiu | PEN | Common Stock | Tax liability | -0.38% | -150 | 39,323 | 15 Mar 2026 | Direct | ||
| Maggie Yuen | PEN | Common Stock | Sale | -11.7% | $832,474 | $342.30 | -2,432 | 18,353 | 02 Mar 2026 | Direct |
| Johanna Roberts | PEN | Common Stock | Award | 4.06% | 2,630 | 67,484 | 17 Feb 2026 | Direct | ||
| Maggie Yuen | PEN | Common Stock | Award | 14.5% | 2,630 | 20,785 | 17 Feb 2026 | Direct | ||
| Lambert Shiu | PEN | Common Stock | Award | 6.19% | 2,300 | 39,473 | 17 Feb 2026 | Direct | ||
| Shruthi Narayan | PEN | Common Stock | Award | 9.31% | 2,630 | 30,872 | 17 Feb 2026 | Direct | ||
| Johanna Roberts | PEN | Common Stock | Tax liability | -0.74% | -482 | 64,854 | 15 Feb 2026 | Direct | ||
| Maggie Yuen | PEN | Common Stock | Tax liability | -2.58% | -481 | 18,155 | 15 Feb 2026 | Direct | ||
| Lambert Shiu | PEN | Common Stock | Tax liability | -1.1% | -412 | 37,173 | 15 Feb 2026 | Direct | ||
| Shruthi Narayan | PEN | Common Stock | Tax liability | -2.44% | -705 | 28,242 | 15 Feb 2026 | Direct | ||
| Harpreet Grewal | PEN | Common Stock | Award | 7.16% | 589 | 8,819 | 13 Feb 2026 | Direct | ||
| Arani Bose | PEN | Common Stock | Award | 105.6% | 589 | 1,147 | 13 Feb 2026 | Direct | ||
| Janet Leeds | PEN | Common Stock | Award | 9.74% | 589 | 6,639 | 13 Feb 2026 | Direct | ||
| Bridget O'Rourke | PEN | Common Stock | Award | 11% | 589 | 5,962 | 13 Feb 2026 | Direct | ||
| Surbhi Sarna | PEN | Common Stock | Award | 15.9% | 589 | 4,293 | 13 Feb 2026 | Direct | ||
| Thomas C. Wilder | PEN | Common Stock | Award | 589 | 589 | 13 Feb 2026 | Direct | |||
| Johanna Roberts | PEN | Common Stock | Award | 4.19% | 2,630 | 65,336 | 13 Feb 2026 | Direct | ||
| Maggie Yuen | PEN | Common Stock | Award | 16.4% | 2,630 | 18,636 | 13 Feb 2026 | Direct | ||
| Lambert Shiu | PEN | Common Stock | Award | 6.52% | 2,300 | 37,585 | 13 Feb 2026 | Direct | ||
| Shruthi Narayan | PEN | Common Stock | Award | 9.99% | 2,630 | 28,947 | 13 Feb 2026 | Direct | ||
| Shruthi Narayan | PEN | Common Stock | Tax liability | -1.08% | -286 | 26,317 | 15 Jan 2026 | Direct | ||
| Harpreet Grewal | PEN | Common Stock | Sale | -2.21% | $58,151 | $312.64 | -186 | 8,230 | 06 Jan 2026 | Direct |
| Thomas C. Wilder | PEN | Common Stock | Sale | -100% | $57,794 | $310.72 | -186 | 0 | 02 Jan 2026 | Direct |
| Maggie Yuen | PEN | Common Stock | Tax liability | -3.41% | -565 | 16,006 | 15 Dec 2025 | Direct | ||
| Lambert Shiu | PEN | Common Stock | Tax liability | -0.84% | -300 | 35,285 | 15 Dec 2025 | Direct | ||
| Johanna Roberts | PEN | Common Stock | Tax liability | -1.77% | -1,130 | 62,706 | 15 Dec 2025 | Direct | ||
| Arani Bose | PEN | Common Stock | Sale | -5.49% | $4,632,292 | $308.82 | -15,000 | 258,462 | 11 Dec 2025 | By LLC |
| Johanna Roberts | PEN | Common Stock | Sale | -0.47% | $90,039 | $300.13 | -300 | 63,836 | 05 Dec 2025 | Direct |
| Harpreet Grewal | PEN | Common Stock | Sale | -1.17% | $29,298 | $292.98 | -100 | 8,416 | 02 Dec 2025 | Direct |
| Johanna Roberts | PEN | Common Stock | Sale | -0.93% | $176,966 | $294.94 | -600 | 64,136 | 01 Dec 2025 | Direct |
| Arani Bose | PEN | Common Stock | Gift | -0.65% | -1,799 | 273,462 | 26 Nov 2025 | By LLC | ||
| Johanna Roberts | PEN | Common Stock | Sale | -2.71% | $540,108 | $300.06 | -1,800 | 64,736 | 25 Nov 2025 | Direct |
| Arani Bose | PEN | Common Stock | Sale | -2.65% | $2,251,425 | $300.19 | -7,500 | 275,261 | 25 Nov 2025 | By LLC |
| Arani Bose | PEN | Common Stock | Sale | -2.58% | $2,179,212 | $290.56 | -7,500 | 282,761 | 21 Nov 2025 | By LLC |
| Maggie Yuen | PEN | Common Stock | Award | 27.6% | 3,580 | 16,556 | 17 Nov 2025 | Direct | ||
| Lambert Shiu | PEN | Common Stock | Award | 11.2% | 3,580 | 35,565 | 17 Nov 2025 | Direct | ||
| Johanna Roberts | PEN | Common Stock | Award | 5.69% | 3,580 | 66,536 | 17 Nov 2025 | Direct | ||
| Maggie Yuen | PEN | Common Stock | Tax liability | -5.06% | -691 | 12,976 | 15 Nov 2025 | Direct | ||
| Shruthi Narayan | PEN | Common Stock | Tax liability | -1.33% | -358 | 26,603 | 15 Nov 2025 | Direct | ||
| Lambert Shiu | PEN | Common Stock | Tax liability | -2.59% | -852 | 31,985 | 15 Nov 2025 | Direct | ||
| Johanna Roberts | PEN | Common Stock | Tax liability | -1.1% | -701 | 62,956 | 15 Nov 2025 | Direct | ||
| Johanna Roberts | PEN | Common Stock | Sale | -0.93% | $160,189 | $266.98 | -600 | 63,657 | 10 Nov 2025 | Direct |
| Harpreet Grewal | PEN | Common Stock | Sale | -2.14% | $42,330 | $227.58 | -186 | 8,516 | 04 Nov 2025 | Direct |
| Shruthi Narayan | PEN | Common Stock | Tax liability | -4.58% | -1,294 | 26,961 | 15 Oct 2025 | Direct | ||
| Harpreet Grewal | PEN | Common Stock | Sale | -2.09% | $46,241 | $248.61 | -186 | 8,702 | 02 Oct 2025 | Direct |
* marks a reported price that did not pass the local price check.