Johanna Roberts - 03 Jan 2022 Form 4 Insider Report for Penumbra Inc (PEN)

Signature
/s/ Johanna Roberts
Issuer symbol
PEN
Transactions as of
03 Jan 2022
Net transactions value
-$843,463
Form type
4
Filing time
05 Jan 2022, 18:41:15 UTC
Previous filing
30 Dec 2021
Next filing
03 Mar 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PEN Common Stock Options Exercise $71,630 +3,250 +5.6% $22.04 60,874 03 Jan 2022 Direct F1
transaction PEN Common Stock Sale $83,406 -300 -0.49% $278.02 60,574 03 Jan 2022 Direct F1, F2, F3
transaction PEN Common Stock Sale $55,788 -200 -0.33% $278.94 60,374 03 Jan 2022 Direct F1, F2, F4
transaction PEN Common Stock Sale $180,079 -643 -1.1% $280.06 59,731 03 Jan 2022 Direct F1, F2, F5
transaction PEN Common Stock Sale $213,119 -758 -1.3% $281.16 58,973 03 Jan 2022 Direct F1, F2, F6
transaction PEN Common Stock Sale $126,591 -449 -0.76% $281.94 58,524 03 Jan 2022 Direct F1, F2, F7
transaction PEN Common Stock Sale $56,506 -200 -0.34% $282.53 58,324 03 Jan 2022 Direct F1, F2, F8
transaction PEN Common Stock Sale $28,389 -100 -0.17% $283.89 58,224 03 Jan 2022 Direct F1, F2
transaction PEN Common Stock Sale $142,620 -500 -0.86% $285.24 57,724 03 Jan 2022 Direct F1, F2, F9
transaction PEN Common Stock Sale $28,595 -100 -0.17% $285.95 57,624 03 Jan 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PEN Stock Option (right to buy) Options Exercise $0 -3,250 -9.7% $0.000000 30,200 03 Jan 2022 Common Stock 3,250 $22.04 Direct F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 A portion of these shares is subject to vesting.
F2 The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F3 This transaction was executed in multiple trades at prices ranging from $277.45 to $278.42. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F4 This transaction was executed in multiple trades at prices ranging from $278.70 to $279.18. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F5 This transaction was executed in multiple trades at prices ranging from $279.75 to $280.32. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F6 This transaction was executed in multiple trades at prices ranging from $280.61 to $281.40. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F7 This transaction was executed in multiple trades at prices ranging from $281.50 to $282.39. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F8 This transaction was executed in multiple trades at prices ranging from $282.51 to $282.64. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F9 This transaction was executed in multiple trades at prices ranging from $285.06 to $285.38. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F10 All shares are vested and exercisable.