Johanna Roberts - Nov 15, 2021 Form 4 Insider Report for Penumbra Inc (PEN)

Role
EVP, Gen. Counsel & Secretary
Signature
/s/ Johanna Roberts
Stock symbol
PEN
Transactions as of
Nov 15, 2021
Transactions value $
$0
Form type
4
Date filed
11/17/2021, 06:40 PM
Previous filing
Nov 10, 2021
Next filing
Dec 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PEN Common Stock Award $0 +1.5K +2.92% $0.00 52.8K Nov 15, 2021 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On November 15, 2021, the Reporting Person was granted 1,500 restricted stock units (RSUs) under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on November 15, 2022, subject to continued service by the Reporting Person on the applicable vesting date.
F2 A portion of these shares is subject to vesting.