| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| FRADKIN STEVEN L | Vice Chairman | 50 SOUTH LA SALLE ST, CHICAGO | David A. Serna, Attorney-in-Fact for Steven L. Fradkin | 07 Nov 2025 | 0001214324 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NTRS | Common Stock | Sale | $600,064 | -4,688 | -3% | $128.00 | 150,908 | 06 Nov 2025 | By Trust | |
| transaction | NTRS | Common Stock | Sale | $600,064 | -4,688 | -11% | $128.00 | 39,659 | 06 Nov 2025 | Gift Trust | F1 |
| holding | NTRS | Common Stock | 43,593 | 06 Nov 2025 | Direct | F2 | |||||
| holding | NTRS | Common Stock | 1,762 | 06 Nov 2025 | Spouse as trustee for Son | ||||||
| holding | NTRS | Common Stock | 1,762 | 06 Nov 2025 | Spouse as trustee for Daughter | ||||||
| holding | NTRS | Common Stock | 12,425 | 06 Nov 2025 | 401(k) as of 09-30-2025 |
| Id | Content |
|---|---|
| F1 | The reporting person's spouse is trustee of this trust. |
| F2 | Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |