| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| FRADKIN STEVEN L | Vice Chairman | 50 SOUTH LA SALLE ST, CHICAGO | David A. Serna, Attorney-in-Fact for Steven L. Fradkin | 30 Jul 2025 | 0001214324 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NTRS | Common Stock | Sale | $1,136,538 | -8,775 | -5% | $129.52 | 165,051 | 28 Jul 2025 | By Trust | F1, F2 |
| transaction | NTRS | Common Stock | Sale | $750,385 | -5,680 | -3.4% | $132.11 | 159,371 | 29 Jul 2025 | By Trust | F3 |
| transaction | NTRS | Common Stock | Sale | $500,188 | -3,775 | -2.4% | $132.50 | 155,596 | 30 Jul 2025 | By Trust | |
| transaction | NTRS | Common Stock | Sale | $446,326 | -3,450 | -7.2% | $129.37 | 44,347 | 28 Jul 2025 | Gift Trust | F4, F5 |
| holding | NTRS | Common Stock | 43,593 | 28 Jul 2025 | Direct | F2, F6 | |||||
| holding | NTRS | Common Stock | 1,762 | 28 Jul 2025 | Spouse as trustee for Daughter | ||||||
| holding | NTRS | Common Stock | 1,762 | 28 Jul 2025 | Spouse as trustee for Son | ||||||
| holding | NTRS | Common Stock | 12,358 | 28 Jul 2025 | 401(k) as of 06-30-2025 |
| Id | Content |
|---|---|
| F1 | Price reflects the weighted average sales price from $129.25 to $129.85. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. |
| F2 | Reflects the March 7, 2025, transfer of 5,970 shares directly held by the reporting person into the reporting person's existing trust account. |
| F3 | Price reflects the weighted average sales price from $132.03 to $132.295. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. |
| F4 | Price reflects the weighted average sales price from $129.34 to $129.49. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. |
| F5 | The reporting person's spouse is trustee of this trust. |
| F6 | Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |