SEC ownership of NORTHERN TRUST CORP

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0000073124.

Comparable stake leader

VANGUARD CAPITAL MANAGEMENT LLC

Disclosed value leader

BlackRock, Inc.

Comparable rows

50/50

Latest evidence

31 Jul 2026

Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 3 signals
Comparable ownership rows
50 of 50
Meaning: Rows with safely comparable ownership %
Latest 13D/G holder
VANGUARD CAPITAL MANAGEMENT LLC
Source: Latest parsed Schedule 13D/G stake
Latest parsed ownership date
31 Jul 2026
Freshness: Most recent filing date in this holder set
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0000073124
Issuer location
Chicago, IL

Ownership snapshot

Top shareholders of NORTHERN TRUST CORP (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
VANGUARD CAPITAL MANAGEME...
Disclosed value leader
BlackRock, Inc.
Comparable rows
50/50
Latest evidence
31 Jul 2026
13D/G 13F 3/4/5 Lead comparable stake: 7.4% 13D/G row: VANGUARD CAPITAL MANAGEMENT LLC Showing 1-8 of 50 holder rows.

Quick read

VANGUARD CAPITAL MANAGEMENT LLC leads the comparable SEC ownership view at 7.4%.

50 of 50 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens VANGUARD CAPITAL MANAGEMENT LLC's linked filing trail.
Comparable ownership Top 5
VANGUARD CAPITAL MANAGEMENT LLC 7.4%
STATE STREET CORP 5%
FMR LLC 4.7%
David H. B. Smith Jr. 0.58%
Michael O'Grady 0.27%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-8 of 50 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
VANGUARD CAPITAL MANAGEMENT LLC
13D/G 13F
Vanguard Capital Management · Company
7.4%
$1,909,118,573
13,678,574 shares
$0 31 Mar 2026
STATE STREET CORP
13D/G 13F
STATE STREET CORPORATION · Company
5%
$1,277,843,136
9,493,634 shares
-$49,630,789 30 Sep 2025
FMR LLC
13D/G 13F
Company
4.7%
$1,575,019,675
8,683,057 shares
-$381,722,920 30 Jun 2026
David H. B. Smith Jr.
3/4/5
Director
0.58%
$187,420,553
1,078,121 shares
31 Jul 2026
Michael O'Grady
3/4/5
Chairman and CEO, Director
0.27%
$71,449,128
495,452 shares
01 Mar 2026
Susan Crown
3/4/5
Director
0.2%
$52,821,087
378,456 shares
01 Jul 2026
Steven L. Fradkin
3/4/5
Vice Chairman
0.14%
$32,519,341
249,773 shares
-$1,200,128 03 Dec 2025
Susan C. Levy
3/4/5
EVP and General Counsel
0.07%
$19,153,394
132,816 shares
-$3,535,326 01 Mar 2026
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Net insider flow leans to selling over the last 12 months. Net value: -$14,255,547.

Buys
$836,153
Insiders: 2
Sells
$15,091,700
Insiders: 9
Net
-$14,255,547
Shares: -97,964
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 6,142 Shares: 104,106
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 255 3,668 $45,790 $613,880 -$568,090
3-6 225 32,705 $37,442 $5,211,464 -$5,174,022
6-9 1,245 30,766 $186,113 $4,530,902 -$4,344,789
9-12 4,417 36,967 $566,807 $4,735,454 -$4,168,647

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-20 of 38 reporting-owner rows connected to NORTHERN TRUST CORP. Open a relationship link for the CIK-to-CIK filing trail.

Rows
38
Largest Forms 3/4/5 holder
David H. B. Smith Jr.
Net 12M change
-$14,255,547
Latest report
31 Jul 2026
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
David H. B. Smith Jr. Director $187,420,553 Median 31 Jul 2026
Michael O'Grady Chairman and CEO, Director $71,449,128 Mixed 01 Mar 2026
Susan Crown Director $52,821,087 Mixed 01 Jul 2026
Steven L. Fradkin Vice Chairman $32,519,341 -$1,200,128 -3.6% Mixed 03 Dec 2025
Susan C. Levy EVP and General Counsel $19,153,394 -$3,535,326 -16% Mixed 01 Mar 2026
Thomas A. South Executive Vice President $13,817,613 -$695,150 -4.8% Mixed 22 May 2026
Jason J. Tyler President/Wealth Management $12,891,652 Mixed 01 Mar 2026
Teresa Parker President/Asset Servicing $10,723,292 Mixed 31 Jul 2025
Peter Cherecwich Chief Operating Officer $10,532,088 -$3,740,500 -26% Mixed 01 Mar 2026
Alexandria Taylor Chief Administrative Officer $6,842,986 Mixed 01 Mar 2026
Daniel Gamba President / Asset Management $5,710,426 Mixed 03 Apr 2025
Charles A. Tribbett Director $5,665,491 Mixed 01 Jul 2026
Shundrawn A. Thomas President / Asset Management $5,383,444 Mixed 01 Mar 2022
David W. Fox Jr. EVP & Chief Financial Officer $5,109,642 -$4,000,429 -44% Mixed 28 Apr 2026
Dean M. Harrison Director $5,017,776 Mixed 30 Jun 2026
Mark C. Gossett Executive Vice President $4,703,942 Mixed 01 Mar 2025
Donald Thompson Director $4,664,597 Mixed 30 Jun 2026
Clive Bellows Co-President Asset Servicing $4,656,369 -$628,814 -12% Filing P/S 24 Apr 2026
Joyce St Clair Executive Vice President $4,298,403 Mixed 01 Mar 2022
Guy Gibson Co-President Asset Servicing $4,176,583 -$582,221 -12% Filing P/S 05 Mar 2026

Recent insider transactions for NORTHERN TRUST CORP

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
David H. B. Smith Jr. NTRS Common Stock Gift 1.3% 1,120 87,157 31 Jul 2026 By Revocable Trust
Robert Edward Moritz Jr. NTRS Common Stock Purchase 3.13% $45,790 $179.57 255 8,400 29 Jul 2026 Direct
Charles A. Tribbett NTRS Common Stock Award 0.2% 69.9 35,868 01 Jul 2026 Direct
Donald Thompson NTRS Common Stock Award 0.4% 126 31,678 01 Jul 2026 Direct
Martin P. Slark NTRS Common Stock Award 0.28% 61.6 22,397 01 Jul 2026 Direct
Richard Petrino NTRS Common Stock Award 0.12% 5.39 4,344 01 Jul 2026 Direct
Siddharth N. Mehta NTRS Common Stock Award 0.22% 26.88 12,488 01 Jul 2026 Direct
Marcy S. Klevorn NTRS Common Stock Award 0.42% 57.01 13,560 01 Jul 2026 Direct
Dean M. Harrison NTRS Common Stock Award 0.38% 131 34,905 01 Jul 2026 Direct
Chandra Dhandapani NTRS Common Stock Award 0.38% 25.94 6,909 01 Jul 2026 Direct
Susan Crown NTRS Common Stock Units Award 0.2% 75.75 38,760 01 Jul 2026 Direct
Donald Thompson NTRS Common Stock Award 0.69% 216 31,552 30 Jun 2026 Direct
Dean M. Harrison NTRS Common Stock Award 0.75% 259 34,774 30 Jun 2026 Direct
Chandra Dhandapani NTRS Common Stock Award 3.01% 201 6,884 30 Jun 2026 Direct
Aengus Hallinan NTRS Common Stock Sale -27.9% $613,880 $167.36 -3,668 9,461 03 Jun 2026 Direct
Aengus Hallinan NTRS Common Stock Tax liability -17.1% -2,707 13,129 01 Jun 2026 Direct
Thomas A. South NTRS Common Stock Gift -0.34% -320 94,717 22 May 2026 Direct
Thomas A. South NTRS Common Stock Gift -1.35% -1,300 95,037 04 May 2026 Direct
Robert Edward Moritz Jr. NTRS Common Stock Purchase 2.84% $37,442 $166.41 225 8,145 01 May 2026 Direct
David H. B. Smith Jr. NTRS Common Stock Gift 1.41% 1,200 86,037 30 Apr 2026 By Revocable Trust
David W. Fox Jr. NTRS Common Stock Sale -0.07% $2,155 $165.74 -13 18,575 29 Apr 2026 By Trust
David W. Fox Jr. NTRS Common Stock Sale -51.8% $3,321,040 $166.16 -19,987 18,588 28 Apr 2026 By Trust
Clive Bellows NTRS Common Stock Sale -9.03% $462,056 $165.02 -2,800 28,217 24 Apr 2026 Direct
Charles A. Tribbett NTRS Common Stock Award 2.84% 989 35,799 21 Apr 2026 Direct
David H. B. Smith Jr. NTRS Common Stock Award 989 989 21 Apr 2026 Direct
Richard Petrino NTRS Common Stock Award 30.2% 1,006 4,341 21 Apr 2026 Direct
Robert Edward Moritz Jr. NTRS Common Stock Award 14.3% 989 7,920 21 Apr 2026 Direct
Jay L. Henderson NTRS Common Stock Award 989 989 21 Apr 2026 Direct
Donald Thompson NTRS Common Stock Award 3.38% 1,024 31,337 21 Apr 2026 Direct
Martin P. Slark NTRS Common Stock Award 4.8% 1,024 22,335 21 Apr 2026 Direct
Siddharth N. Mehta NTRS Common Stock Award 8.95% 1,024 12,461 21 Apr 2026 Direct
Marcy S. Klevorn NTRS Common Stock Award 8.2% 1,024 13,503 21 Apr 2026 Direct
Dean M. Harrison NTRS Common Stock Award 3.06% 1,024 34,515 21 Apr 2026 Direct
Chandra Dhandapani NTRS Common Stock Award 18.1% 1,024 6,682 21 Apr 2026 Direct
Susan Crown NTRS Common Stock Units Award 2.72% 1,024 38,684 21 Apr 2026 Direct
Charles A. Tribbett NTRS Common Stock Award 0.24% 86.31 36,712 01 Apr 2026 Direct
Donald Thompson NTRS Common Stock Award 0.47% 143 30,313 01 Apr 2026 Direct
Martin P. Slark NTRS Common Stock Award 0.31% 65.17 21,312 01 Apr 2026 Direct
Richard Petrino NTRS Common Stock Award 0.07% 2.43 3,335 01 Apr 2026 Direct
Siddharth N. Mehta NTRS Common Stock Award 0.2% 22.29 11,437 01 Apr 2026 Direct
Marcy S. Klevorn NTRS Common Stock Award 0.48% 59.5 12,479 01 Apr 2026 Direct
Dean M. Harrison NTRS Common Stock Award 0.45% 149 33,491 01 Apr 2026 Direct
Chandra Dhandapani NTRS Common Stock Award 0.35% 19.72 5,658 01 Apr 2026 Direct
Susan Crown NTRS Common Stock Units Award 0.22% 82.65 37,660 01 Apr 2026 Direct
Donald Thompson NTRS Common Stock Award 0.9% 269 30,170 31 Mar 2026 Direct
Dean M. Harrison NTRS Common Stock Award 0.98% 322 33,342 31 Mar 2026 Direct
Chandra Dhandapani NTRS Common Stock Award 4.65% 251 5,639 31 Mar 2026 Direct
Guy Gibson NTRS Common Stock Sale -9.3% $428,452 $142.39 -3,009 29,332 05 Mar 2026 Direct
David W. Fox Jr. NTRS Common Stock Sale -18.3% $468,362 $143.89 -3,255 14,552 04 Mar 2026 Direct
Clive Bellows NTRS Common Stock Tax liability -9.13% -3,116 31,017 01 Mar 2026 Direct
* marks a reported price that did not pass the local price check.
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