| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| FRADKIN STEVEN L | Vice Chairman | 50 SOUTH LA SALLE ST, CHICAGO | David A. Serna, Attorney-in-Fact for Steven L. Fradkin | 05 Dec 2025 | 0001214324 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NTRS | Common Stock | Tax liability | $44,124 | -336 | -0.77% | $131.32 | 43,257 | 03 Dec 2025 | Direct | F1, F2 |
| holding | NTRS | Common Stock | 150,908 | 03 Dec 2025 | By Trust | ||||||
| holding | NTRS | Common Stock | 39,659 | 03 Dec 2025 | Gift Trust | F3 | |||||
| holding | NTRS | Common Stock | 1,762 | 03 Dec 2025 | Spouse as trustee for Son | ||||||
| holding | NTRS | Common Stock | 1,762 | 03 Dec 2025 | Spouse as trustee for Daughter | ||||||
| holding | NTRS | Common Stock | 12,425 | 03 Dec 2025 | 401(k) as of 09-30-2025 |
| Id | Content |
|---|---|
| F1 | Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. |
| F2 | Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| F3 | The reporting person's spouse is trustee of this trust. |