Steven L. Fradkin - Dec 3, 2025 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
Vice Chairman
Signature
David A. Serna, Attorney-in-Fact for Steven L. Fradkin
Stock symbol
NTRS
Transactions as of
Dec 3, 2025
Transactions value $
-$44,124
Form type
4
Date filed
12/5/2025, 06:34 PM
Previous filing
Nov 7, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
FRADKIN STEVEN L Vice Chairman 50 SOUTH LA SALLE ST, CHICAGO David A. Serna, Attorney-in-Fact for Steven L. Fradkin 2025-12-05 0001214324

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Tax liability -$44.1K -336 -0.77% $131.32 43.3K Dec 3, 2025 Direct F1, F2
holding NTRS Common Stock 151K Dec 3, 2025 By Trust
holding NTRS Common Stock 39.7K Dec 3, 2025 Gift Trust F3
holding NTRS Common Stock 1.76K Dec 3, 2025 Spouse as trustee for Son
holding NTRS Common Stock 1.76K Dec 3, 2025 Spouse as trustee for Daughter
holding NTRS Common Stock 12.4K Dec 3, 2025 401(k) as of 09-30-2025
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.
F2 Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F3 The reporting person's spouse is trustee of this trust.