Mark Herrmann - Dec 13, 2023 Form 4 Insider Report for S&W Seed Co (SANW)

Role
Chief Executive Officer
Signature
/s/ Vanessa Baughman, Attorney-in-Fact
Stock symbol
SANW
Transactions as of
Dec 13, 2023
Transactions value $
-$8,542
Form type
4
Date filed
12/15/2023, 05:00 PM
Previous filing
Jul 10, 2023
Next filing
Oct 31, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SANW Common Stock Tax liability -$8.54K -16.1K -28.6% $0.53 40.3K Dec 13, 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person is reporting the withholding by the Issuer of 16,147 shares of common stock that vested on December 13, 2023 pursuant to an RSU award granted on December 14, 2022 but that were not issued in order to satisfy the reporting person's tax withholding obligations upon settlement of the RSU award.