Mark Herrmann - 13 Dec 2023 Form 4 Insider Report for S&W Seed Co (SANW)

Role
Chief Executive Officer
Signature
/s/ Vanessa Baughman, Attorney-in-Fact
Issuer symbol
SANW
Transactions as of
13 Dec 2023
Net transactions value
-$8,542
Form type
4
Filing time
15 Dec 2023, 17:00:45 UTC
Previous filing
10 Jul 2023
Next filing
31 Oct 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SANW Common Stock Tax liability $8,542 -16,147 -29% $0.5290 40,311 13 Dec 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person is reporting the withholding by the Issuer of 16,147 shares of common stock that vested on December 13, 2023 pursuant to an RSU award granted on December 14, 2022 but that were not issued in order to satisfy the reporting person's tax withholding obligations upon settlement of the RSU award.