Mark Herrmann - 01 Jul 2023 Form 3 Insider Report for S&W Seed Co (SANW)

Reporting relationship
Chief Executive Officer
Issuer ticker
SANW
Reported as of
01 Jul 2023
Net transaction value
$0
Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
3
Accepted by SEC
10 Jul 2023, 19:43:10 UTC
Prior SEC filing
16 Dec 2022
Next SEC filing
15 Dec 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Vanessa Baughman, Attorney-in-Fact

Key filing fact

Mark Herrmann filed Form 3 for S&W Seed Co (SANW) on 10 Jul 2023.

Key facts

  • This page summarizes Mark Herrmann's Form 3 filing for S&W Seed Co (SANW).
  • 0 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 10 Jul 2023, 19:43.

Change

  • Previous filing in this sequence was filed on 16 Dec 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SANW holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
56,458
Date
01 Jul 2023
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SANW holding Derivative

Stock option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Jul 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
100,000
Exercise price
$1.08
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

The shares shall vest in 12 equal monthly installments beginning on July 26, 2023.

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