Mark Herrmann - Jul 1, 2023 Form 3 Insider Report for S&W Seed Co (SANW)

Role
Chief Executive Officer
Signature
/s/ Vanessa Baughman, Attorney-in-Fact
Stock symbol
SANW
Transactions as of
Jul 1, 2023
Transactions value $
$0
Form type
3
Date filed
7/10/2023, 07:43 PM
Previous filing
Dec 16, 2022
Next filing
Dec 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SANW Common Stock 56.5K Jul 1, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SANW Stock option (right to buy) Jul 1, 2023 Common Stock 100K $1.08 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares shall vest in 12 equal monthly installments beginning on July 26, 2023.