Mark Herrmann - Oct 30, 2024 Form 4 Insider Report for S&W Seed Co (SANW)

Role
President and CEO
Signature
/s/ Vanessa Baughman, Attorney-in-Fact
Stock symbol
SANW
Transactions as of
Oct 30, 2024
Transactions value $
$0
Form type
4
Date filed
10/31/2024, 07:38 PM
Previous filing
Dec 15, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SANW Stock Option (Right to Buy) Award $0 +150K $0.00 150K Oct 30, 2024 Common Stock 150K $2.30 Direct F1
transaction SANW Stock Option (Right to Buy) Award $0 +52.2K $0.00 52.2K Oct 30, 2024 Common Stock 52.2K $2.30 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares subject to the option will vest in 12 quarterly installments over three years, commencing on January 1, 2025, subject to continued service with the Issuer on each such vesting date.