Key facts
- This page summarizes Mark Herrmann's Form 4 filing for S&W Seed Co (SANW).
- 2 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 31 Oct 2024, 19:38.
Mark Herrmann - 30 Oct 2024 Form 4 Insider Report for S&W Seed Co (SANW)
- Reporting relationship
- President and CEO
- Issuer ticker
- SANW
- Reported as of
- 30 Oct 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 31 Oct 2024, 19:38:04 UTC
- Prior SEC filing
- 15 Dec 2023
- Next SEC filing
- 07 Mar 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Vanessa Baughman, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Mark Herrmann filed Form 4 for S&W Seed Co (SANW) on 31 Oct 2024.
Change
- Previous filing in this sequence was filed on 15 Dec 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SANW
transaction
Derivative
Stock Option (Right to Buy)
Award
- Transaction value
- $0
- Shares
- +150,000
- Change %
- Price
- $0.000000
- Shares after
- 150,000
- Date
- 30 Oct 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 150,000
- Exercise price
- $2.30
- Footnotes
- F1
SANW
transaction
Derivative
Stock Option (Right to Buy)
Award
- Transaction value
- $0
- Shares
- +52,170
- Change %
- Price
- $0.000000
- Shares after
- 52,170
- Date
- 30 Oct 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 52,170
- Exercise price
- $2.30
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 1 footnote
Footnote F1
The shares subject to the option will vest in 12 quarterly installments over three years, commencing on January 1, 2025, subject to continued service with the Issuer on each such vesting date.