Victor Nesi - Jan 18, 2023 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Co-President
Signature
/s/ Victor Nesi
Stock symbol
SF
Transactions as of
Jan 18, 2023
Transactions value $
-$495,328
Form type
4
Date filed
1/20/2023, 03:43 PM
Previous filing
Sep 21, 2022
Next filing
Feb 23, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +21.4K +16.49% $0.00 151K Jan 18, 2023 Direct
transaction SF Common Stock Tax liability -$495K -8.49K -5.62% $58.37 143K Jan 18, 2023 Direct
holding SF Common Stock 22.6K Jan 18, 2023 by Trust
holding SF Common Stock 28.4K Jan 18, 2023 GRAT trust
holding SF Common Stock 31K Jan 18, 2023 Family Trust
holding SF Common Stock 69K Jan 18, 2023 Children's Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Options Exercise $0 -21.4K -31.03% $0.00 47.5K Jan 18, 2023 Common Stock 21.4K $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 No expiration date for these Units.