Victor Nesi - 18 Jan 2023 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Co-President
Signature
/s/ Victor Nesi
Issuer symbol
SF
Transactions as of
18 Jan 2023
Net transactions value
-$495,328
Form type
4
Filing time
20 Jan 2023, 15:43:03 UTC
Previous filing
21 Sep 2022
Next filing
23 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +21,390 +16% $0.000000 151,114 18 Jan 2023 Direct
transaction SF Common Stock Tax liability $495,328 -8,486 -5.6% $58.37 142,628 18 Jan 2023 Direct
holding SF Common Stock 22,574 18 Jan 2023 by Trust
holding SF Common Stock 28,422 18 Jan 2023 GRAT trust
holding SF Common Stock 31,000 18 Jan 2023 Family Trust
holding SF Common Stock 69,000 18 Jan 2023 Children's Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Options Exercise $0 -21,390 -31% $0.000000 47,543 18 Jan 2023 Common Stock 21,390 $0.000000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 No expiration date for these Units.