Victor Nesi - Feb 21, 2023 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Co-President
Signature
/s/ Victor Nesi
Stock symbol
SF
Transactions as of
Feb 21, 2023
Transactions value $
$2,800,033
Form type
4
Date filed
2/23/2023, 04:14 PM
Previous filing
Jan 20, 2023
Next filing
Mar 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SF Common Stock 22.6K Feb 21, 2023 by Trust
holding SF Common Stock 143K Feb 21, 2023 Direct
holding SF Common Stock 28.4K Feb 21, 2023 GRAT trust
holding SF Common Stock 31K Feb 21, 2023 Family Trust
holding SF Common Stock 69K Feb 21, 2023 Children's Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Award $2.8M +42K +88.36% $66.65 89.6K Feb 21, 2023 Common Stock 42K $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Units vest in 20% increments over a five year period.
F2 No expiration date for these Units.