Victor Nesi - Sep 19, 2022 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Co-President
Signature
/s/ Victor Nesi
Stock symbol
SF
Transactions as of
Sep 19, 2022
Transactions value $
$0
Form type
4
Date filed
9/21/2022, 04:48 PM
Previous filing
Mar 4, 2022
Next filing
Jan 20, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Other $0 -31K -13.8% $0.00 194K Sep 19, 2022 Direct F1
transaction SF Common Stock Other $0 -69K -35.62% $0.00 125K Sep 19, 2022 Direct F1
transaction SF Common Stock Other $0 +31K $0.00 31K Sep 19, 2022 Family Trust F2
transaction SF Common Stock Other $0 +69K $0.00 69K Sep 19, 2022 Children's Trusts F2
holding SF Common Stock 33.4K Sep 19, 2022 GRAT trust
holding SF Common Stock 22.6K Sep 19, 2022 by Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Transfer of shares made for estate planning purposes to family trusts, which transfers were made in satisfaction of intra-family promissory notes.
F2 These shares are held in trust for the benefit of the reporting person's family members and beneficial ownership by the reporting person is disclaimed.