Victor Nesi - 19 Sep 2022 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Co-President
Signature
/s/ Victor Nesi
Issuer symbol
SF
Transactions as of
19 Sep 2022
Net transactions value
$0
Form type
4
Filing time
21 Sep 2022, 16:48:17 UTC
Previous filing
04 Mar 2022
Next filing
20 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Other $0 -31,000 -14% $0.000000 193,707 19 Sep 2022 Direct F1
transaction SF Common Stock Other $0 -69,000 -36% $0.000000 124,707 19 Sep 2022 Direct F1
transaction SF Common Stock Other $0 +31,000 $0.000000 31,000 19 Sep 2022 Family Trust F2
transaction SF Common Stock Other $0 +69,000 $0.000000 69,000 19 Sep 2022 Children's Trusts F2
holding SF Common Stock 33,439 19 Sep 2022 GRAT trust
holding SF Common Stock 22,574 19 Sep 2022 by Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Transfer of shares made for estate planning purposes to family trusts, which transfers were made in satisfaction of intra-family promissory notes.
F2 These shares are held in trust for the benefit of the reporting person's family members and beneficial ownership by the reporting person is disclaimed.