SEC ownership of STIFEL FINANCIAL CORP

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0000720672.

Comparable stake leader

FMR LLC

Disclosed value leader

BlackRock, Inc.

Comparable rows

50/50

Latest evidence

31 Mar 2026

Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 3 signals
Comparable ownership rows
50 of 50
Meaning: Rows with safely comparable ownership %
Latest 13D/G holder
FMR LLC
Source: Latest parsed Schedule 13D/G stake
Latest parsed ownership date
31 Mar 2026
Freshness: Most recent filing date in this holder set
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0000720672
Issuer location
St. Louis, MO

Ownership snapshot

Top shareholders of STIFEL FINANCIAL CORP (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
FMR LLC
Disclosed value leader
BlackRock, Inc.
Comparable rows
50/50
Latest evidence
31 Mar 2026
13D/G 13F Lead comparable stake: 5.7% 13D/G row: FMR LLC Showing 1-8 of 50 holder rows.

Quick read

FMR LLC leads the comparable SEC ownership view at 5.7%.

50 of 50 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens FMR LLC's linked filing trail.
Comparable ownership Top 5
FMR LLC 5.7%
AQR CAPITAL MANAGEMENT LLC 5.5%
VANGUARD CAPITAL MANAGEMENT LLC 5%
BlackRock, Inc. 9.4%
VANGUARD PORTFOLIO MANAGEMENT LLC 4.6%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-8 of 50 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
FMR LLC
13D/G 13F
Company
5.7%
$665,392,796
5,864,042 shares
-$411,496,799 30 Sep 2025
AQR CAPITAL MANAGEMENT LLC
13D/G 13F
Company
5.5%
$674,116,396
8,469,863 shares
$0 31 Mar 2026
VANGUARD CAPITAL MANAGEMENT LLC
13D/G 13F
Vanguard Capital Management · Company
5%
$577,535,334
7,812,978 shares
$0 31 Mar 2026
BlackRock, Inc.
13F
Company
13F
9.4%
$1,070,909,925
14,487,418 shares
31 Mar 2026
VANGUARD PORTFOLIO MANAGEMENT LLC
13F
Company
13F
4.6%
$526,587,970
7,123,755 shares
31 Mar 2026
STATE STREET CORP
13F
Company
13F
3%
$343,916,866
4,652,555 shares
31 Mar 2026
Boston Partners
13F
Company
13F
2.7%
$313,451,113
4,240,380 shares
31 Mar 2026
STIFEL FINANCIAL CORP
13F
Company
13F
2.4%
$279,066,975
3,775,258 shares
31 Mar 2026
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Net insider flow leans to selling over the last 12 months. Net value: -$422,059.

Buys
$1,013
Insiders: 1
Sells
$423,072
Insiders: 3
Net
-$422,059
Shares: -5,100
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 9 Shares: 5,109
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 0 4,700 $0 $372,233 -$372,233
3-6 0 400 $0 $49,724 -$49,724
6-9 0 9 $0 $1,115 -$1,115
9-12 9 0 $1,013 $0 +$1,013

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-20 of 24 reporting-owner rows connected to STIFEL FINANCIAL CORP. Open a relationship link for the CIK-to-CIK filing trail.

Rows
24
Largest Forms 3/4/5 holder
Ronald J. Kruszewski
Net 12M change
-$422,059
Latest report
23 Jul 2026
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
Ronald J. Kruszewski Chief Executive Officer, Director $265,462,851 Mixed 27 Feb 2026
James M. Zemlyak President $240,707,266 -$102 -0% Mixed 27 Feb 2026
Victor Nesi Director $39,392,362 Mixed 09 Jun 2026
David D. Sliney Chief Operating Officer $37,122,031 Mixed 27 Feb 2026
Thomas B. Michaud Senior Vice President $23,062,402 Mixed 27 Feb 2026
James M. Marischen Chief Financial Officer $17,986,803 Mixed 27 Feb 2026
Charles Bradford Raymond Co-Head Global Instl Eqty Adv $17,727,312 Mixed 09 Mar 2026
Christopher K. Reichert CEO of Stifel Bank & Trust $14,103,486 Mixed 27 Feb 2026
Mark P. Fisher Senior VP & General Counsel $13,939,445 Mixed 27 Feb 2026
Michael W. Brown Director $7,783,274 Mixed 09 Jun 2026
Michael J. Zimmerman Director $5,439,863 Mixed 09 Jun 2026
Maura A. Markus Director $3,453,336 Mixed 09 Jun 2026
David Rubulotta Co-Head Fixed Inc Cap Mkts $2,929,457 -$49,724 -1.7% Mixed 27 Feb 2026
Brantley McDuffie Co Head FI Capital Markets $2,572,253 Mixed 27 Feb 2026
Berlew Adam T. Director $1,959,192 Mixed 09 Jun 2026
Robert Edward Grady Director $1,710,804 Mixed 09 Jun 2026
Thomas W. Weisel Director $1,624,622 Mixed 18 Feb 2026
Kathleen Brown Director $1,527,524 Mixed 13 Jun 2023
Daniel J. Ludeman Director $1,514,966 Mixed 09 Mar 2025
David A. Peacock Director $1,167,434 Mixed 09 Jun 2026

Recent insider transactions for STIFEL FINANCIAL CORP

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
Maryam S. Brown SF Common Stock Sale -45.1% $372,233 $79.20 -4,700 5,729 23 Jul 2026 Direct
Berlew Adam T. SF Phontom Stock Unit Award 2,450 2,450 09 Jun 2026 Direct
Maryam S. Brown SF Phantom Stock Units Award 2,450 2,450 09 Jun 2026 Direct
Michael W. Brown SF Phantom Stock Units Award 2,450 2,450 09 Jun 2026 Direct
Lisa Landau Carnoy SF Phantom Stock Units Award 2,450 2,450 09 Jun 2026 Direct
James P. Kavanaugh SF Phantom Stock Units Award 2,450 2,450 09 Jun 2026 Direct
Victor Nesi SF Phantom Stock Units Award 2.77% 2,450 90,962 09 Jun 2026 Direct
David A. Peacock SF Phantom Stock Units Award 2,450 2,450 09 Jun 2026 Direct
Robert Edward Grady SF Phantom Stock Units Award 2,450 2,450 09 Jun 2026 Direct
Michael J. Zimmerman SF Phantom Stock Units Award 2,450 2,450 09 Jun 2026 Direct
Maura A. Markus SF Phantom Stock Units Award 2,450 2,450 09 Jun 2026 Direct
Michael W. Brown SF Common Stock Options Exercise 2.8% 2,812 103,264 04 Jun 2026 Direct
Michael W. Brown SF Phantom Stock Units Options Exercise -100% -2,812 0 04 Jun 2026 Direct
Michael J. Zimmerman SF Common Stock Options Exercise 4.09% 2,812 71,562 04 Jun 2026 Direct
Michael J. Zimmerman SF Phantom Stock Units Options Exercise -100% -2,812 0 04 Jun 2026 Direct
Maura A. Markus SF Common Stock Options Exercise 6.72% 2,812 44,688 04 Jun 2026 Direct
Maura A. Markus SF Phantom Stock Units Options Exercise -100% -2,812 0 04 Jun 2026 Direct
David A. Peacock SF Common Stock Options Exercise 25.7% 2,812 13,764 04 Jun 2026 by Trust
David A. Peacock SF Phantom Stock Units Options Exercise -100% -2,812 0 04 Jun 2026 Direct
Berlew Adam T. SF Common Stock Options Exercise 13% 2,812 24,475 04 Jun 2026 Direct
Berlew Adam T. SF Phontom Stock Unit Other -100% -2,812 0 04 Jun 2026 Direct
James P. Kavanaugh SF Common Stock Options Exercise 26% 2,812 13,626 04 Jun 2026 Direct
James P. Kavanaugh SF Phantom Stock Units Disposed to Issuer -100% -2,812 0 04 Jun 2026 Direct
Maryam S. Brown SF Common Stock Options Exercise 36.9% 2,812 10,429 04 Jun 2026 Direct
Maryam S. Brown SF Phantom Stock Units Options Exercise -100% -2,812 0 04 Jun 2026 Direct
Lisa Landau Carnoy SF Common Stock Options Exercise 36.1% 2,812 10,611 04 Jun 2026 Direct
Lisa Landau Carnoy SF Phantom Stock Units Options Exercise -100% -2,812 0 04 Jun 2026 Direct
Charles Bradford Raymond SF Common Stock Tax liability -25% -29,443 88,337 09 Mar 2026 Direct
Charles Bradford Raymond SF Common Stock Options Exercise 82.5% 53,241 117,780 09 Mar 2026 Direct
Charles Bradford Raymond SF Phantom Stock Unit Options Exercise -36.9% -53,241 91,019 09 Mar 2026 Direct
Charles Bradford Raymond SF Phantom Stock Unit Award 72.6% 60,673 144,260 09 Mar 2026 Direct
Ronald J. Kruszewski SF Phantom Stock Units Award 33.6% 66,172 263,287 27 Feb 2026 Direct
Brantley McDuffie SF Phantom Stock Units Award 325.6% 24,037 31,419 27 Feb 2026 Direct
David Rubulotta SF Phantom Stock Units Award 186.4% 24,037 36,936 27 Feb 2026 Direct
Christopher K. Reichert SF Phantom Stock Units Award 40% 9,453 33,092 27 Feb 2026 Direct
Mark P. Fisher SF Phantom Stock Units Award 53% 15,125 43,652 27 Feb 2026 Direct
James M. Marischen SF Phantom Stock Units Award 51.7% 15,125 44,393 27 Feb 2026 Direct
Charles Bradford Raymond SF Phantom Stock Unit Award 45.6% 26,198 83,587 27 Feb 2026 Direct
David D. Sliney SF Phantom Stock Units Award 52.6% 17,826 51,698 27 Feb 2026 Direct
Thomas B. Michaud SF Phantom Stock Units Award 60.4% 31,127 82,616 27 Feb 2026 Direct
James M. Zemlyak SF Phantom Stock Units Award 41.2% 38,892 133,391 27 Feb 2026 Direct
Ronald J. Kruszewski SF Common Stock Tax liability -2.53% -32,581 1,255,459 18 Feb 2026 Direct
Ronald J. Kruszewski SF Common Stock Options Exercise 6.09% 73,963 1,288,040 18 Feb 2026 Direct
Ronald J. Kruszewski SF Phantom Stock Units Options Exercise -36% -73,963 131,410 18 Feb 2026 Direct
Ronald J. Kruszewski SF Phantom Stock Units Award 81.9% 92,453 205,373 18 Feb 2026 Direct
David D. Sliney SF Common Stock Tax liability -2.8% -4,887 169,940 18 Feb 2026 Direct
David D. Sliney SF Common Stock Options Exercise 6.78% 11,094 174,827 18 Feb 2026 Direct
David D. Sliney SF Phantom Stock Units Options Exercise -32.9% -11,094 22,581 18 Feb 2026 Direct
David D. Sliney SF Phantom Stock Units Award 70% 13,868 33,675 18 Feb 2026 Direct
Thomas B. Michaud SF Common Stock Tax liability -8.45% -7,983 86,490 18 Feb 2026 Direct
* marks a reported price that did not pass the local price check.
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