Mark Wong - Jan 1, 2022 Form 4/A - Amendment Insider Report for S&W Seed Co (SANW)

Role: CEO and President, Director
Signature: /s/ Elizabeth Horton, Attorney-in-Fact
Stock symbol: SANW
Transactions as of: Jan 1, 2022
Transactions value $: $0
Form type: 4/A - Amendment
Date filed: 4/4/2022, 05:43 PM
Date Of Original Report: Jan 4, 2022
Previous filing: Oct 19, 2021
Next filing: Apr 4, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	SANW	Common Stock						36.6K	Jan 1, 2022	By Starlight 4, LLLP	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On January 4, 2022, the Reporting Person filed a Form 4 which inadvertently omitted his indirect ownership. In fact, as reported in this amendment, the Reporting Person indirectly owned 36,630 shares through Starlight 4, LLLP, of which Reporting Person is General Partner. The Reporting Person disclaims beneficial ownership of these securities except to the extent of Reporting Person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Content

On January 4, 2022, the Reporting Person filed a Form 4 which inadvertently omitted his indirect ownership. In fact, as reported in this amendment, the Reporting Person indirectly owned 36,630 shares through Starlight 4, LLLP, of which Reporting Person is General Partner. The Reporting Person disclaims beneficial ownership of these securities except to the extent of Reporting Person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.