Mark Wong - Oct 15, 2021 Form 4 Insider Report for S&W Seed Co (SANW)

Role
CEO and President, Director
Signature
/s/ Matthew Szot, Attorney-in-Fact
Stock symbol
SANW
Transactions as of
Oct 15, 2021
Transactions value $
$100,000
Form type
4
Date filed
10/19/2021, 08:54 AM
Previous filing
Oct 7, 2021
Next filing
Apr 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SANW Common Stock Award $100K +36.6K $2.73 36.6K Oct 15, 2021 By Starlight 4, LLLP F1
holding SANW Common Stock 278K Oct 15, 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person is General Partner of Starlight 4, LLLP. The Reporting Person disclaims beneficial ownership of these securities except to the extent of Reporting Person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.