Mark Wong - Apr 1, 2022 Form 4 Insider Report for S&W Seed Co (SANW)

Role
CEO and President, Director
Signature
/s/ Elizabeth Horton, Attorney-in-Fact
Stock symbol
SANW
Transactions as of
Apr 1, 2022
Transactions value $
-$9,377
Form type
4
Date filed
4/4/2022, 05:45 PM
Previous filing
Apr 4, 2022
Next filing
May 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SANW Common Stock Tax liability -$9.38K -4.47K -1.64% $2.10 269K Apr 1, 2022 Direct F1
holding SANW Common Stock 36.6K Apr 1, 2022 By Starlight 4, LLLP F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person is reporting the withholding by the Issuer of an aggregate of 4,465 shares of common stock that vested on April 1, 2022 pursuant to RSU awards granted on October 14, 2019, October 1, 2020 and October 5, 2021, but that were not issued in order to satisfy the reporting person's tax withholding obligations upon settlement of the RSU awards.
F2 The Reporting Person is General Partner of Starlight 4, LLLP. The Reporting Person disclaims beneficial ownership of these securities except to the extent of Reporting Person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.