Ron L. Farnsworth - 28 Feb 2022 Form 4 Insider Report for UMPQUA HOLDINGS CORP

Role
EVP/CFO
Signature
/s/ Andrew H. Ognall, Attorney-in-Fact for Ron L. Farnsworth
Issuer symbol
N/A
Transactions as of
28 Feb 2022
Net transactions value
+$649,979
Form type
4
Filing time
02 Mar 2022, 13:39:37 UTC
Previous filing
08 Feb 2022
Next filing
03 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UMPQ Common Stock Award $649,979 +30,444 +13% $21.35 257,680 28 Feb 2022 Direct F1
transaction UMPQ Common Stock Other $0 +15 +0.95% $0.000000 1,590 28 Feb 2022 by 401(k) F2, F3
holding UMPQ Common Stock 4,179 28 Feb 2022 by IRA
holding UMPQ Common Stock 2,274 28 Feb 2022 by Spouse IRA
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock unit award granted 2/28/22. Beginning on the first anniversary of the grant date, the award vests 33.33% per year for three years.
F2 Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c).
F3 Not required.