Ron L. Farnsworth - Feb 28, 2022 Form 4 Insider Report for UMPQUA HOLDINGS CORP (UMPQ)

Role
EVP/CFO
Signature
/s/ Andrew H. Ognall, Attorney-in-Fact for Ron L. Farnsworth
Stock symbol
UMPQ
Transactions as of
Feb 28, 2022
Transactions value $
$649,979
Form type
4
Date filed
3/2/2022, 01:39 PM
Previous filing
Feb 8, 2022
Next filing
Mar 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UMPQ Common Stock Award $650K +30.4K +13.4% $21.35 258K Feb 28, 2022 Direct F1
transaction UMPQ Common Stock Other $0 +15 +0.95% $0.00 1.59K Feb 28, 2022 by 401(k) F2, F3
holding UMPQ Common Stock 4.18K Feb 28, 2022 by IRA
holding UMPQ Common Stock 2.27K Feb 28, 2022 by Spouse IRA
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock unit award granted 2/28/22. Beginning on the first anniversary of the grant date, the award vests 33.33% per year for three years.
F2 Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c).
F3 Not required.