Ron L. Farnsworth - 07 Feb 2022 Form 4 Insider Report for UMPQUA HOLDINGS CORP

Role
EVP/CFO
Signature
/s/ Andrew H. Ognall, Attorney-in-Fact for Ron L. Farnsworth
Issuer symbol
N/A
Transactions as of
07 Feb 2022
Net transactions value
-$146,039
Form type
4
Filing time
08 Feb 2022, 17:12:50 UTC
Previous filing
07 Feb 2022
Next filing
02 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UMPQ Common Stock Tax liability $70,030 -3,362 -1.4% $20.83 230,673 07 Feb 2022 Direct F1
transaction UMPQ Common Stock Tax liability $76,009 -3,649 -1.6% $20.83 227,024 07 Feb 2022 Direct F1
transaction UMPQ Common Stock Award $0 +854 +0.38% $0.000000 227,878 07 Feb 2022 Direct F2, F3
transaction UMPQ Common Stock Disposed to Issuer $0 -642 -0.28% $0.000000 227,236 07 Feb 2022 Direct F3, F4
holding UMPQ Common Stock 1,575 07 Feb 2022 by 401(k)
holding UMPQ Common Stock 4,179 07 Feb 2022 by IRA
holding UMPQ Common Stock 2,274 07 Feb 2022 by Spouse IRA
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Payment of a portion of the tax liability by delivering or withholding securities incident to the receipt or vesting of a security issued in accordance with Rule 16b-3.
F2 Additional shares issued under the PSA granted 2/4/19 due to the issuer's ROATCE performance above target.
F3 Not required.
F4 Shares forfeited under the PSA granted 2/4/19 due to the issuer's TSR performance below target.