Ron L. Farnsworth - Feb 7, 2022 Form 4 Insider Report for UMPQUA HOLDINGS CORP (UMPQ)

Role
EVP/CFO
Signature
/s/ Andrew H. Ognall, Attorney-in-Fact for Ron L. Farnsworth
Stock symbol
UMPQ
Transactions as of
Feb 7, 2022
Transactions value $
-$146,039
Form type
4
Date filed
2/8/2022, 05:12 PM
Previous filing
Feb 7, 2022
Next filing
Mar 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UMPQ Common Stock Tax liability -$70K -3.36K -1.44% $20.83 231K Feb 7, 2022 Direct F1
transaction UMPQ Common Stock Tax liability -$76K -3.65K -1.58% $20.83 227K Feb 7, 2022 Direct F1
transaction UMPQ Common Stock Award $0 +854 +0.38% $0.00 228K Feb 7, 2022 Direct F2, F3
transaction UMPQ Common Stock Disposed to Issuer $0 -642 -0.28% $0.00 227K Feb 7, 2022 Direct F3, F4
holding UMPQ Common Stock 1.58K Feb 7, 2022 by 401(k)
holding UMPQ Common Stock 4.18K Feb 7, 2022 by IRA
holding UMPQ Common Stock 2.27K Feb 7, 2022 by Spouse IRA
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Payment of a portion of the tax liability by delivering or withholding securities incident to the receipt or vesting of a security issued in accordance with Rule 16b-3.
F2 Additional shares issued under the PSA granted 2/4/19 due to the issuer's ROATCE performance above target.
F3 Not required.
F4 Shares forfeited under the PSA granted 2/4/19 due to the issuer's TSR performance below target.