SEC ownership of UMPQUA HOLDINGS CORP

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001077771.

Comparable stake leader

—

Disclosed value leader

—

Comparable rows

0/0

Latest evidence

—

Issuer CIK
0001077771
Issuer location
Portland, OR

Ownership snapshot

Top shareholders of UMPQUA HOLDINGS CORP (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
—
Disclosed value leader
—
Comparable rows
0/0
Latest evidence
—
No top shareholder records were found across 13F, 13D/G, and Forms 3/4/5 for this issuer.

Forms 3/4/5 flow

Insider trading overview

Insider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 28 Sep 2025.

Buys
$0
Insiders: 0
Sells
$0
Insiders: 0
Net
$0
Shares: 0
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 0 Shares: 0
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 0 0 $0 $0 $0
3-6 0 0 $0 $0 $0
6-9 0 0 $0 $0 $0
9-12 0 0 $0 $0 $0

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-18 of 18 reporting-owner rows connected to UMPQUA HOLDINGS CORP. Open a relationship link for the CIK-to-CIK filing trail.

Rows
18
Largest Forms 3/4/5 holder
Andrew H. Ognall
Net 12M change
$0
Latest report
28 Feb 2023
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
Andrew H. Ognall EVP/General Counsel/Secretary Mixed 28 Feb 2023
Maria M. Pope Director Mixed 28 Feb 2023
Torran B. Nixon Umpqua Bank President Mixed 28 Feb 2023
Susan F. Stevens Director Mixed 28 Feb 2023
Ron L. Farnsworth Evp/Cfo Mixed 28 Feb 2023
Frank Namdar EVP/Chief Credit Officer Mixed 28 Feb 2023
Lisa M. White SVP/Principal Accting Officer Mixed 28 Feb 2023
Cort L. O'Haver President & CEO, Director Mixed 28 Feb 2023
Luis Machuca Director Mixed 28 Feb 2023
James S. Greene Director Mixed 28 Feb 2023
Neal T. McLaughlin EVP/Treasurer Mixed 28 Feb 2023
Hilliard C. Terry III Director Mixed 28 Feb 2023
Anddria Varnado Director Mixed 28 Feb 2023
Stephen M. Gambee Director Mixed 28 Feb 2023
Bryan Timm Director Mixed 28 Feb 2023
David F. Shotwell EVP/Chief Risk Officer Mixed 28 Feb 2023
John F. Schultz Director Mixed 28 Feb 2023
Peggy Y. Fowler Director Mixed 28 Feb 2023

Recent insider transactions for UMPQUA HOLDINGS CORP

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
No insider transactions were found in the last 12 months for this issuer.
* marks a reported price that did not pass the local price check.
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