Ron L. Farnsworth - 02 Mar 2022 Form 4 Insider Report for UMPQUA HOLDINGS CORP

Role
EVP/CFO
Signature
/s/ Andrew H. Ognall, Attorney-in-Fact for Ron L. Farnsworth
Issuer symbol
N/A
Transactions as of
02 Mar 2022
Net transactions value
-$191,464
Form type
4
Filing time
03 Mar 2022, 12:23:29 UTC
Previous filing
02 Mar 2022
Next filing
09 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UMPQ Common Stock Sale $143,448 -7,000 -2.7% $20.49 250,680 02 Mar 2022 Direct F1, F2
transaction UMPQ Common Stock Tax liability $48,016 -2,249 -0.9% $21.35 248,431 02 Mar 2022 Direct F3
holding UMPQ Common Stock 1,590 02 Mar 2022 by 401(k)
holding UMPQ Common Stock 4,179 02 Mar 2022 by IRA
holding UMPQ Common Stock 2,274 02 Mar 2022 by Spouse IRA
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares sold pursuant to 10b5-1 plan to satisfy tax obligations related to vesting of stock awards.
F2 The price reported in Column 4 is a weighted average price. The shares were sold pursuant to a 10b5-1 plan, and to satisfy tax obligations upon vesting of restricted stock awards, in multiple transactions at prices ranging from $20.21 to $20.68.
F3 Payment of a portion of the tax liability by delivering or withholding securities incident to the receipt or vesting of a security issued in accordance with Rule 16b-3.