Robert Moles - 10 Jun 2021 Form 4 Insider Report for HERITAGE COMMERCE CORP (HTBK)

Role
Director
Signature
/s/ Debbie Reuter as Attorney in fact for Robert Moles
Issuer symbol
HTBK
Transactions as of
10 Jun 2021
Net transactions value
-$52,668
Form type
4
Filing time
11 Jun 2021, 19:32:47 UTC
Previous filing
10 Jun 2021
Next filing
12 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTBK Common Stock, No Par Value Sale $52,668 -4,500 -9.1% $11.70 44,984 10 Jun 2021 Direct F1
holding HTBK Common Stock, No Par Value 18,295 10 Jun 2021 Indirect By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HTBK Standard Employee Option - NSO 4,500 10 Jun 2021 Common Stock, No Par Value 4,500 $6.39 Direct
holding HTBK Standard Employee Option - NSO 4,500 10 Jun 2021 Common Stock, No Par Value 4,500 $6.57 Direct
holding HTBK Standard Employee Option - NSO 4,500 10 Jun 2021 Common Stock, No Par Value 4,500 $8.07 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.7001 to $11.7100, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.