Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | HTBK | Common Stock, No Par Value | Sale | -$52.7K | -4.5K | -9.09% | $11.70 | 45K | Jun 10, 2021 | Direct | F1 |
holding | HTBK | Common Stock, No Par Value | 18.3K | Jun 10, 2021 | Indirect By Spouse |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
holding | HTBK | Standard Employee Option - NSO | 4.5K | Jun 10, 2021 | Common Stock, No Par Value | 4.5K | $6.39 | Direct | ||||||
holding | HTBK | Standard Employee Option - NSO | 4.5K | Jun 10, 2021 | Common Stock, No Par Value | 4.5K | $6.57 | Direct | ||||||
holding | HTBK | Standard Employee Option - NSO | 4.5K | Jun 10, 2021 | Common Stock, No Par Value | 4.5K | $8.07 | Direct |
Id | Content |
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F1 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.7001 to $11.7100, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. |