Robert Moles - Jun 10, 2021 Form 4 Insider Report for HERITAGE COMMERCE CORP (HTBK)

Role
Director
Signature
/s/ Debbie Reuter as Attorney in fact for Robert Moles
Stock symbol
HTBK
Transactions as of
Jun 10, 2021
Transactions value $
-$52,668
Form type
4
Date filed
6/11/2021, 07:32 PM
Previous filing
Jun 10, 2021
Next filing
Aug 12, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTBK Common Stock, No Par Value Sale -$52.7K -4.5K -9.09% $11.70 45K Jun 10, 2021 Direct F1
holding HTBK Common Stock, No Par Value 18.3K Jun 10, 2021 Indirect By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HTBK Standard Employee Option - NSO 4.5K Jun 10, 2021 Common Stock, No Par Value 4.5K $6.39 Direct
holding HTBK Standard Employee Option - NSO 4.5K Jun 10, 2021 Common Stock, No Par Value 4.5K $6.57 Direct
holding HTBK Standard Employee Option - NSO 4.5K Jun 10, 2021 Common Stock, No Par Value 4.5K $8.07 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.7001 to $11.7100, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.