Robert Moles - Aug 12, 2021 Form 4 Insider Report for HERITAGE COMMERCE CORP (HTBK)

Role
Director
Signature
/s/ Debbie Reuter as Attorney in fact for Robert Moles
Stock symbol
HTBK
Transactions as of
Aug 12, 2021
Transactions value $
$0
Form type
4
Date filed
8/12/2021, 07:24 PM
Previous filing
Jun 11, 2021
Next filing
Feb 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTBK Common Stock, No Par Value Other $0 -10.4K -23.03% $0.00 34.6K Aug 12, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HTBK Standard Employee Option - NSO 4.5K Aug 12, 2021 Common Stock, No Par Value 4.5K $6.39 Direct
holding HTBK Standard Employee Option - NSO 4.5K Aug 12, 2021 Common Stock, No Par Value 4.5K $6.57 Direct
holding HTBK Standard Employee Option - NSO 4.5K Aug 12, 2021 Common Stock, No Par Value 4.5K $8.07 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares transferred to former spouse in anticipation of a divorce settlement agreement involving the division of assets. Reporting person is no longer reporting indirect ownership shares held by former spouse who no longer shares same household.