Robert Moles - 12 Aug 2021 Form 4 Insider Report for HERITAGE COMMERCE CORP (HTBK)

Role: Director
Signature: /s/ Debbie Reuter as Attorney in fact for Robert Moles
Issuer symbol: HTBK
Transactions as of: 12 Aug 2021
Net transactions value: $0
Form type: 4
Filing time: 12 Aug 2021, 19:24:17 UTC
Previous filing: 11 Jun 2021
Next filing: 16 Feb 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HTBK	Common Stock, No Par Value	Other	$0	-10,360	-23%	$0.000000	34,624	12 Aug 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	HTBK	Standard Employee Option - NSO						4,500	12 Aug 2021	Common Stock, No Par Value	4,500	$6.39	Direct
holding	HTBK	Standard Employee Option - NSO						4,500	12 Aug 2021	Common Stock, No Par Value	4,500	$6.57	Direct
holding	HTBK	Standard Employee Option - NSO						4,500	12 Aug 2021	Common Stock, No Par Value	4,500	$8.07	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares transferred to former spouse in anticipation of a divorce settlement agreement involving the division of assets. Reporting person is no longer reporting indirect ownership shares held by former spouse who no longer shares same household.