Robert Moles - 08 Jun 2021 Form 4 Insider Report for HERITAGE COMMERCE CORP (HTBK)

Role
Director
Signature
/s/ Debbie Reuter as Attorney in fact for Robert Moles
Issuer symbol
HTBK
Transactions as of
08 Jun 2021
Net transactions value
+$23,220
Form type
4
Filing time
10 Jun 2021, 13:32:15 UTC
Previous filing
01 Jun 2021
Next filing
11 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTBK Common Stock, No Par Value Options Exercise $23,220 +4,500 +10% $5.16 49,484 08 Jun 2021 Direct
holding HTBK Common Stock, No Par Value 18,295 08 Jun 2021 Indirect By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTBK Standard Employee Option - NSO Options Exercise $0 -4,500 -100% $0.000000* 0 08 Jun 2021 Common Stock, No Par Value 4,500 $5.16 Direct
holding HTBK Standard Employee Option - NSO 4,500 08 Jun 2021 Common Stock, No Par Value 4,500 $6.39 Direct
holding HTBK Standard Employee Option - NSO 4,500 08 Jun 2021 Common Stock, No Par Value 4,500 $6.57 Direct
holding HTBK Standard Employee Option - NSO 4,500 08 Jun 2021 Common Stock, No Par Value 4,500 $8.07 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.