Robert Moles - Jun 8, 2021 Form 4 Insider Report for HERITAGE COMMERCE CORP (HTBK)

Role
Director
Signature
/s/ Debbie Reuter as Attorney in fact for Robert Moles
Stock symbol
HTBK
Transactions as of
Jun 8, 2021
Transactions value $
$23,220
Form type
4
Date filed
6/10/2021, 01:32 PM
Previous filing
Jun 1, 2021
Next filing
Jun 11, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTBK Common Stock, No Par Value Options Exercise $23.2K +4.5K +10% $5.16 49.5K Jun 8, 2021 Direct
holding HTBK Common Stock, No Par Value 18.3K Jun 8, 2021 Indirect By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTBK Standard Employee Option - NSO Options Exercise $0 -4.5K -100% $0.00* 0 Jun 8, 2021 Common Stock, No Par Value 4.5K $5.16 Direct
holding HTBK Standard Employee Option - NSO 4.5K Jun 8, 2021 Common Stock, No Par Value 4.5K $6.39 Direct
holding HTBK Standard Employee Option - NSO 4.5K Jun 8, 2021 Common Stock, No Par Value 4.5K $6.57 Direct
holding HTBK Standard Employee Option - NSO 4.5K Jun 8, 2021 Common Stock, No Par Value 4.5K $8.07 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.