Robert Moles - 27 May 2021 Form 4 Insider Report for HERITAGE COMMERCE CORP (HTBK)

Role
Director
Signature
/s/ Debbie Reuter as Attorney in fact for Robert Moles
Issuer symbol
HTBK
Transactions as of
27 May 2021
Net transactions value
$0
Form type
4
Filing time
01 Jun 2021, 14:32:19 UTC
Next filing
10 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTBK Common Stock, No Par Value Award $0 +4,255 +10% $0.000000 44,984 27 May 2021 Direct F1
holding HTBK Common Stock, No Par Value 18,295 27 May 2021 Indirect By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HTBK Standard Employee Option - NSO 4,500 27 May 2021 Common Stock, No Par Value 4,500 $5.16 Direct
holding HTBK Standard Employee Option - NSO 4,500 27 May 2021 Common Stock, No Par Value 4,500 $6.39 Direct
holding HTBK Standard Employee Option - NSO 4,500 27 May 2021 Common Stock, No Par Value 4,500 $6.57 Direct
holding HTBK Standard Employee Option - NSO 4,500 27 May 2021 Common Stock, No Par Value 4,500 $8.07 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock award vests at the first anniversary of the grant date, subject to continuous employment with the Company.