Robert Moles - May 27, 2021 Form 4 Insider Report for HERITAGE COMMERCE CORP (HTBK)

Role
Director
Signature
/s/ Debbie Reuter as Attorney in fact for Robert Moles
Stock symbol
HTBK
Transactions as of
May 27, 2021
Transactions value $
$0
Form type
4
Date filed
6/1/2021, 02:32 PM
Next filing
Jun 10, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTBK Common Stock, No Par Value Award $0 +4.26K +10.45% $0.00 45K May 27, 2021 Direct F1
holding HTBK Common Stock, No Par Value 18.3K May 27, 2021 Indirect By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HTBK Standard Employee Option - NSO 4.5K May 27, 2021 Common Stock, No Par Value 4.5K $5.16 Direct
holding HTBK Standard Employee Option - NSO 4.5K May 27, 2021 Common Stock, No Par Value 4.5K $6.39 Direct
holding HTBK Standard Employee Option - NSO 4.5K May 27, 2021 Common Stock, No Par Value 4.5K $6.57 Direct
holding HTBK Standard Employee Option - NSO 4.5K May 27, 2021 Common Stock, No Par Value 4.5K $8.07 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock award vests at the first anniversary of the grant date, subject to continuous employment with the Company.