Saul R. Laureles - 06 Mar 2025 Form 4 Insider Report for STEM, INC. (STEM)

Role
Chief Legal Officer
Signature
/s/ Saul R. Laureles
Issuer symbol
STEM
Transactions as of
06 Mar 2025
Net transactions value
$0
Form type
4
Filing time
17 Mar 2025, 16:30:10 UTC
Previous filing
21 Feb 2025
Next filing
05 May 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STEM Common Stock, Par Value $0.0001 Per Share Options Exercise $0 +18,087 +9.7% $0.000000 203,814 06 Mar 2025 Direct
transaction STEM Common Stock, Par Value $0.0001 Per Share Options Exercise $0 +58,334 +29% $0.000000 262,148 11 Mar 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STEM Restricted Stock Unit Options Exercise $0 -18,087 -3.4% $0.000000 507,330 06 Mar 2025 Common Stock, Par Value $0.0001 Per Share 18,087 $0.000000 Direct F1
transaction STEM Restricted Stock Unit Options Exercise $0 -58,334 -11% $0.000000 448,996 11 Mar 2025 Common Stock, Par Value $0.0001 Per Share 58,334 $0.000000 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On March 1, 2022, the reporting person was granted 72,347 RSUs vesting in four annual installments beginning March 2022.
F2 On May 28, 2024, the reporting person was granted 175,000 RSUs vesting in three annual installments beginning March 2025.