Saul R. Laureles - 20 Feb 2025 Form 4 Insider Report for STEM, INC. (STEM)

Role: Chief Legal Officer
Signature: /s/ Saul R. Laureles
Issuer symbol: STEM
Transactions as of: 20 Feb 2025
Net transactions value: $0
Form type: 4
Filing time: 21 Feb 2025, 20:32:06 UTC
Previous filing: 01 Nov 2024
Next filing: 17 Mar 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	STEM	Common Stock, Par Value $0.0001 Per Share	Options Exercise	$0	+34,737	+23%	$0.000000	185,727	20 Feb 2025	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	STEM	Restricted Stock Unit	Options Exercise	$0	-34,737	-6.2%	$0.000000	525,417	20 Feb 2025	Common Stock, Par Value $0.0001 Per Share	34,737	$0.000000	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On February 15, 2023, the reporting person was granted 105,263 RSUs vesting in three annual installments (33% / 33% / 34%) beginning February 2024.