Saul R. Laureles - 01 May 2025 Form 4 Insider Report for STEM, INC. (STEM)

Role: Chief Legal Officer
Signature: /s/ Saul R. Laureles
Issuer symbol: STEM
Transactions as of: 01 May 2025
Net transactions value: -$430
Form type: 4
Filing time: 05 May 2025, 20:32:17 UTC
Previous filing: 17 Mar 2025
Next filing: 02 Jul 2025
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Laureles Saul R.	Chief Legal Officer	4 EMBARCADERO CENTER, SUITE 710, SAN FRANCISCO	/s/ Saul R. Laureles	05 May 2025	0001672864

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	STEM	Common Stock, Par Value $0.0001 Per Share	Options Exercise	$0	+3,453	+1.3%	$0.000000	265,601	01 May 2025	Direct
transaction	STEM	Common Stock, Par Value $0.0001 Per Share	Sale	$430	-809	-0.3%	$0.5310	264,792	02 May 2025	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	STEM	Restricted Stock Unit	Options Exercise	$0	-3,453	-0.77%	$0.000000	445,543	01 May 2025	Common Stock, Par Value $0.0001 Per Share	3,453	$0.000000	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.
F2	On July 2, 2021, the reporting person was granted 13,812 RSUs vesting in four annual installments beginning April 2022.