Ajay Kochhar - May 8, 2024 Form 4 Insider Report for Li-Cycle Holdings Corp. (LICY)

Role
President and CEO, Director, 10%+ Owner
Signature
Ajay Kochhar, /s/ Ajay Kochhar
Stock symbol
LICY
Transactions as of
May 8, 2024
Transactions value $
$0
Form type
4
Date filed
5/10/2024, 05:06 PM
Previous filing
Feb 2, 2024
Next filing
Aug 15, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LICY Common Shares Award $0 +1.07M +388.54% $0.00 1.35M May 8, 2024 Direct F1, F2
holding LICY Common Shares 24.9M May 8, 2024 See Footnote F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Comprises restricted stock units ("RSUs") awarded to the reporting person under the Li-Cycle Holdings Corp. 2021 Incentive Award Plan. Each RSU represents the contingent right to receive one common share of Li-Cycle Holdings Corp subject to time-vesting conditions in accordance with the underlying award and the reporting person's continued service through such vesting date.
F2 Includes 152,758 restricted stock units vesting between February 2, 2024 and January 27, 2026. Each restricted stock unit represents a right to receive one share of the Issuer's common shares.
F3 Held by 2829908 Delaware LLC, a Delaware limited liability company. Mr. Kochhar has the sole power to control the voting and disposition of the common shares held by 2829908 Delaware LLC by oral agreement. Mr. Kochhar is a director and officer of the Issuer.