Ajay Kochhar - Feb 1, 2024 Form 4 Insider Report for Li-Cycle Holdings Corp. (LICY)

Role
President and CEO, Director, 10%+ Owner
Signature
Ajay Kochhar, /s/ Ajay Kochhar
Stock symbol
LICY
Transactions as of
Feb 1, 2024
Transactions value $
-$4,510
Form type
4
Date filed
2/2/2024, 08:00 PM
Previous filing
Feb 1, 2024
Next filing
May 10, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LICY Common Shares Sale -$4.51K -10.9K -3.82% $0.41 275K Feb 1, 2024 Direct F1, F2, F3
holding LICY Common Shares 24.9M Feb 1, 2024 See Footnote F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction reported reflects automatic sell to cover transactions that do not represent a discretionary trade by the Reporting Person in order to pay the tax liability arising from the vesting and settlement of restricted stock units.
F2 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.4012 to $0.4449.
F3 Includes 152,758 restricted stock units vesting between February 2, 2024 and January 27, 2026. Each restricted stock unit represents a right to receive one share of the Issuer's common shares.
F4 Held by 2829908 Delaware LLC, a Delaware limited liability company. Mr. Kochhar has the sole power to control the voting and disposition of the common shares held by 2829908 Delaware LLC by oral agreement. Mr. Kochhar is a director and officer of the Issuer.