SEC ownership of Li-Cycle Holdings Corp.

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001828811.

Top shareholders Insider holders Latest transactions

CIK: 0001828811
Location: Toronto, Ontario, Canada
Parsed ownership evidence: 13D/G and 3/4/5
Lead holder: Glencore plc
13D/G signal: Glencore plc
Latest evidence date: 31 Mar 2026

Ownership snapshot

Top shareholders of Li-Cycle Holdings Corp. (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder

Glencore plc

13D/G signal

Glencore plc

Evidence rows

Latest as of

31 Mar 2026

13D/G 3/4/5 Lead comparable stake: 63% 13D/G row: Glencore plc Showing first 8 of 21 holder rows. Open remaining rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
Glencore plc	13D/G 13D/G	63%	— 74,587,088 shares	$0	07 Aug 2025
ARMISTICE CAPITAL, LLC	13D/G 13D/G	10%	— 4,569,327 shares	$0	31 Mar 2026
SPRING CREEK CAPITAL LLC	13D/G Koch, Inc. 13D/G	5.3%	$952,020 1,983,374 shares	$0	16 Jan 2025
Ajay Kochhar	3/4/5 President and CEO, Director, 10%+ Owner 3/4/5	— class O/S missing	$3,318,170 3,269,133 shares	—	31 Jan 2025
Glencore AG	3/4/5 10%+ Owner 3/4/5	— class O/S missing	$24,508 59,385 shares	—	29 Dec 2023
Timothy Johnston	3/4/5 Executive Chairman & Director, Director 3/4/5	— class O/S missing	$4,788,320 11,602,423 shares	—	01 Feb 2024
Craig Cunningham	3/4/5 Chief Financial Officer 3/4/5	— class O/S missing	$794,022 316,722 shares	—	29 Aug 2024
Jacqueline A. Dedo	3/4/5 Director 3/4/5	— class O/S missing	$291,038 438,773 shares	—	23 May 2024

Show 13 additional holder rows in the full holder list

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
Scott M. Prochazka	3/4/5 Director 3/4/5	— class O/S missing	$276,030 508,530 shares	—	23 May 2024
Diane M. Pearse	3/4/5 Director 3/4/5	— class O/S missing	$250,129 377,098 shares	—	23 May 2024
Susan Alban	3/4/5 Director 3/4/5	— class O/S missing	$250,129 377,098 shares	—	23 May 2024
Mark Wellings	3/4/5 Director 3/4/5	— class O/S missing	$246,829 170,816 shares	—	21 Nov 2024
Anthony Tse	3/4/5 Director 3/4/5	— class O/S missing	$151,508 104,850 shares	—	21 Nov 2024
Debbie Simpson	3/4/5 Chief Financial Officer 3/4/5	— class O/S missing	$147,518 357,447 shares	—	01 Feb 2024
Carl DeLuca	3/4/5 General Counsel and Corporate Secretary 3/4/5	— class O/S missing	$101,948 100,441 shares	—	31 Jan 2025
Conor Spollen	3/4/5 Chief Operating Officer 3/4/5	— class O/S missing	$99,310 92,381 shares	—	27 Jan 2025
Christopher J. Biederman	3/4/5 Chief Technology Officer 3/4/5	— class O/S missing	$91,096 89,750 shares	—	31 Jan 2025
Christine Barwell	3/4/5 Chief Human Resources Officer 3/4/5	— class O/S missing	$66,712 62,058 shares	—	27 Jan 2025
Dawei Li	3/4/5 Chief Commercial Officer 3/4/5	— class O/S missing	$63,132 62,199 shares	—	31 Jan 2025
Richard Storrie	3/4/5 Regional President, EMEA 3/4/5	— class O/S missing	$50,222 121,692 shares	—	29 Dec 2023
Kunal Sinha	3/4/5 Director 3/4/5	— class O/S missing	$24,508 59,385 shares	—	29 Dec 2023

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Insider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 29 May 2025.

Buys

Insiders: 0

Sells

Insiders: 0

Net

Shares: 0

Window

Last 12 months

4 rolling buckets

Buy value Sell value

Shares: 0 Shares: 0

Window (months)	Buy $	Sell $	Net $
0-3	$0	$0	$0
3-6	$0	$0	$0
6-9	$0	$0	$0
9-12	$0	$0	$0

Reporting owners

Insider holders from Forms 3/4/5

Current reporting-owner rows connected to Li-Cycle Holdings Corp.. Open the relationship link for the CIK-to-CIK filing trail.

Rows

Lead holder

Timothy Johnston

Net 12M change

Latest report

07 Aug 2025

Name	Relationship	Holdings Value	Valuation	Report Date
Timothy Johnston	Executive Chairman & Director, Director	$4,788,320	Mixed	01 Feb 2024
Ajay Kochhar	President and CEO, Director, 10%+ Owner	$3,318,170	Mixed	31 Jan 2025
Craig Cunningham	Chief Financial Officer	$794,022	Mixed	29 Aug 2024
Jacqueline A. Dedo	Director	$291,038	Mixed	23 May 2024
Scott M. Prochazka	Director	$276,030	Mixed	23 May 2024
Susan Alban	Director	$250,129	Mixed	23 May 2024
Diane M. Pearse	Director	$250,129	Mixed	23 May 2024
Mark Wellings	Director	$246,829	Mixed	21 Nov 2024
Anthony Tse	Director	$151,508	Mixed	21 Nov 2024
Debbie Simpson	Chief Financial Officer	$147,518	Filing P/S	01 Feb 2024
Carl DeLuca	General Counsel and Corporate Secretary	$101,948	Filing P/S	31 Jan 2025
Conor Spollen	Chief Operating Officer	$99,310	Filing P/S	27 Jan 2025
Christopher J. Biederman	Chief Technology Officer	$91,096	Filing P/S	31 Jan 2025
Christine Barwell	Chief Human Resources Officer	$66,712	Filing P/S	27 Jan 2025
Dawei Li	Chief Commercial Officer	$63,132	Filing P/S	31 Jan 2025
Richard Storrie	Regional President, EMEA	$50,222	Mixed	29 Dec 2023
Kunal Sinha	Director	$24,508	Mixed	29 Dec 2023
Glencore AG	10%+ Owner	$24,508	Mixed	29 Dec 2023
Glencore plc	Director, 10%+ Owner		Mixed	07 Aug 2025

Recent Insider Transactions by Companies or Individuals for Li-Cycle Holdings Corp.

Showing up to 300 most recent insider transactions from the last 12 months.

Insider	Symbol	Class	Transaction	%	Reported value	Reported price	Shares	Shares owned	Date	Ownership
Glencore plc	LICYF	A&R Convertible Notes	Disposed to Issuer				0	$93,192,007	07 Aug 2025	See Note

An asterisk next to the price means the reported price is likely invalid.