| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LICY | Common Shares | Sale | $5,938 | +2,375 | +1.5% | $2.50 | 165,782 | 13 Aug 2024 | Direct | F1, F2, F3 |
| holding | LICY | Common Shares | 3,107,826 | 13 Aug 2024 | See Footnote | F3, F4 |
| Id | Content |
|---|---|
| F1 | The transaction reported reflects automatic sell to cover transactions that do not represent a discretionary trade by the Reporting Person in order to pay the tax liability arising from the vesting and settlement of restricted stock units ("RSUs"). |
| F2 | Includes 14,590 RSUs vesting between February 2, 2024 and January 27, 2026. Each restricted stock unit represents a right to receive one share of the Issuer's common shares. |
| F3 | On June 3, 2024, Li-Cycle Holdings Corp. effected a share consolidation of its common shares (the "Share Consolidation") at a consolidation ratio of one post-consolidation share for every eight pre-consolidation shares. The number of securities reported on this Form 4 have been adjusted to reflect the Share Consolidation. |
| F4 | Held by 2829908 Delaware LLC, a Delaware limited liability company. Mr. Kochhar has the sole power to control the voting and disposition of the common shares held by 2829908 Delaware LLC by oral agreement. Mr. Kochhar is a director and officer of the Issuer. |