Victor Nesi - Mar 1, 2024 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Co-President
Signature
/s/ Victor Nesi
Stock symbol
SF
Transactions as of
Mar 1, 2024
Transactions value $
-$1,290,300
Form type
4
Date filed
3/5/2024, 04:46 PM
Previous filing
Feb 23, 2024
Next filing
Mar 12, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +5.97K +3.37% $0.00 183K Mar 1, 2024 Direct
transaction SF Common Stock Options Exercise $0 +27.7K +15.14% $0.00 211K Mar 1, 2024 Direct
transaction SF Common Stock Tax liability -$1.29M -17.2K -8.16% $75.00 194K Mar 1, 2024 Direct
holding SF Common Stock 22.6K Mar 1, 2024 by Trust
holding SF Common Stock 31K Mar 1, 2024 Family Trust
holding SF Common Stock 54.7K Mar 1, 2024 Children's Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Award $0 +34.7K +52.32% $0.00 101K Mar 1, 2024 Common Stock 34.7K $0.00 Direct F1, F2
transaction SF Phantom Stock Units Options Exercise $0 -5.97K -5.91% $0.00 94.9K Mar 1, 2024 Common Stock 5.97K $0.00 Direct F2, F3
transaction SF Phantom Stock Units Options Exercise $0 -27.7K -29.21% $0.00 67.2K Mar 1, 2024 Common Stock 27.7K $0.00 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These units are being issued based on the PRSU award agreement dated February 26, 2020. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2025.
F2 No expiration date for these Units
F3 Currently exercisable.