Victor Nesi - 01 Mar 2024 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Co-President
Signature
/s/ Victor Nesi
Issuer symbol
SF
Transactions as of
01 Mar 2024
Net transactions value
-$1,290,300
Form type
4
Filing time
05 Mar 2024, 16:46:59 UTC
Previous filing
23 Feb 2024
Next filing
12 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +5,967 +3.4% $0.000000 183,126 01 Mar 2024 Direct
transaction SF Common Stock Options Exercise $0 +27,731 +15% $0.000000 210,857 01 Mar 2024 Direct
transaction SF Common Stock Tax liability $1,290,300 -17,204 -8.2% $75.00 193,653 01 Mar 2024 Direct
holding SF Common Stock 22,574 01 Mar 2024 by Trust
holding SF Common Stock 31,000 01 Mar 2024 Family Trust
holding SF Common Stock 54,732 01 Mar 2024 Children's Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Award $0 +34,664 +52% $0.000000 100,914 01 Mar 2024 Common Stock 34,664 $0.000000 Direct F1, F2
transaction SF Phantom Stock Units Options Exercise $0 -5,967 -5.9% $0.000000 94,947 01 Mar 2024 Common Stock 5,967 $0.000000 Direct F2, F3
transaction SF Phantom Stock Units Options Exercise $0 -27,731 -29% $0.000000 67,216 01 Mar 2024 Common Stock 27,731 $0.000000 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These units are being issued based on the PRSU award agreement dated February 26, 2020. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2025.
F2 No expiration date for these Units
F3 Currently exercisable.