Victor Nesi - Mar 8, 2024 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Co-President
Signature
/s/ Victor Nesi
Stock symbol
SF
Transactions as of
Mar 8, 2024
Transactions value $
-$5,225
Form type
4
Date filed
3/12/2024, 04:56 PM
Previous filing
Mar 5, 2024
Next filing
Nov 20, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Disposed to Issuer -$1.89M -25K -12.91% $75.41 169K Mar 8, 2024 Direct
holding SF Common Stock 22.6K Mar 8, 2024 by Trust
holding SF Common Stock 31K Mar 8, 2024 Family Trust
holding SF Common Stock 54.7K Mar 8, 2024 Children's Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Award $1.88M +25.1K +37.29% $75.00 92.3K Mar 8, 2024 Common Stock 25.1K $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Units vest in 20% increments over a five year period.
F2 No expiration date for these Units