Victor Nesi - Feb 21, 2024 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Signature
/s/ Victor Nesi
Stock symbol
SF
Transactions as of
Feb 21, 2024
Transactions value $
-$2,713,320
Form type
4
Date filed
2/23/2024, 05:03 PM
Previous filing
Jan 23, 2024
Next filing
Mar 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Sale -$2.71M -36K -39.68% $75.37 54.7K Feb 21, 2024 Children's Trust F1
holding SF Common Stock 22.6K Feb 21, 2024 by Trust
holding SF Common Stock 177K Feb 21, 2024 Direct
holding SF Common Stock 31K Feb 21, 2024 Family Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Open market sale pursuant to trading plans entered into by the Reporting Person on October 30, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.