Victor Nesi - Jan 19, 2024 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Co-President
Signature
/s/ Victor Nesi
Stock symbol
SF
Transactions as of
Jan 19, 2024
Transactions value $
-$694,819
Form type
4
Date filed
1/23/2024, 04:38 PM
Previous filing
May 22, 2023
Next filing
Feb 23, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +23.3K +14.2% $0.00 187K Jan 19, 2024 Direct
transaction SF Common Stock Tax liability -$695K -10K -5.37% $69.15 177K Jan 19, 2024 Direct
holding SF Common Stock 22.6K Jan 19, 2024 by Trust
holding SF Common Stock 31K Jan 19, 2024 Family Trust
holding SF Common Stock 90.7K Jan 19, 2024 Children's Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Options Exercise $0 -23.3K -26% $0.00 66.3K Jan 19, 2024 Common Stock 23.3K $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 No expiration date for these Units.