Geoffrey T. Grant - Oct 1, 2021 Form 4 Insider Report for CADIZ INC (CDZI)

Role
Director
Signature
Geoffrey T. Grant
Stock symbol
CDZI
Transactions as of
Oct 1, 2021
Transactions value $
$18,751
Form type
4
Date filed
10/4/2021, 02:02 PM
Previous filing
Sep 10, 2021
Next filing
Dec 8, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CDZI Common Stock Award $18.8K +2.7K +2.11% $6.96 130K Oct 1, 2021 Direct F1, F2
holding CDZI Common Stock 30.5K Oct 1, 2021 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3 month period beginning October 1, 2021.
F2 Includes 1,899 shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2021, which shares will vest on January 31, 2022.
F3 These shares are held in five separate trusts, each holding 6,100 shares for the benefit of a child of the Reporting Person. The trustee of these trusts is not a member of the Reporting Person's immediate family. The Reporting Person disclaims beneficial ownership for the securities held by these trusts.