SEC ownership of CADIZ INC

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0000727273.

Comparable stake leader

272 Capital LP

Disclosed value leader

Whitefort Capital Management, LP

Comparable rows

50/50

Latest evidence

26 May 2026

Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 3 signals
Comparable ownership rows
50 of 50
Meaning: Rows with safely comparable ownership %
Latest 13D/G holder
272 Capital LP
Source: Latest parsed Schedule 13D/G stake
Latest parsed ownership date
26 May 2026
Freshness: Most recent filing date in this holder set
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0000727273
Issuer location
Los Angeles, CA

Ownership snapshot

Top shareholders of CADIZ INC (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
272 Capital LP
Disclosed value leader
Whitefort Capital Managem...
Comparable rows
50/50
Latest evidence
26 May 2026
13D/G 3/4/5 13F Lead comparable stake: 1.4% 13D/G row: 272 Capital LP Showing 1-8 of 50 holder rows.

Quick read

272 Capital LP leads the comparable SEC ownership view at 1.4%.

50 of 50 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens 272 Capital LP's linked filing trail.
Comparable ownership Top 5
272 Capital LP 1.4%
Winston H. Hickox 0.35%
Maria S. Dreyfus 0.25%
David Mark O'Hara 0.16%
Stephen E. Courter 0.1%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-8 of 50 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
272 Capital LP
13D/G
1.4%
$3,013,500
1,050,000 shares
$0 31 Dec 2024
Winston H. Hickox
3/4/5
Director
0.35%
$781,645
263,830 shares
30 Jun 2025
Maria S. Dreyfus
3/4/5
Director
0.25%
$1,043,476
186,003 shares
01 Apr 2026
David Mark O'Hara
3/4/5
Director
0.16%
$539,711
117,841 shares
+$507,762 26 May 2026
Stephen E. Courter
3/4/5
Director
0.1%
$229,811
75,489 shares
30 Jun 2025
Maria Echaveste
3/4/5
Director
0.05%
$120,636
39,627 shares
30 Jun 2025
Kenneth T. Lombard
3/4/5
Director
0.03%
$75,763
24,887 shares
30 Jun 2025
Barbara A. Lloyd
3/4/5
Director
0.03%
$124,945
22,272 shares
01 Apr 2026
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Net insider flow leans to buying over the last 12 months. Net value: +$496,937.

Buys
$507,762
Insiders: 1
Sells
$10,825
Insiders: 1
Net
+$496,937
Shares: +108,365
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 110,865 Shares: 2,500
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 110,865 2,500 $507,762 $10,825 +$496,937
3-6 0 0 $0 $0 $0
6-9 0 0 $0 $0 $0
9-12 0 0 $0 $0 $0

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-17 of 17 reporting-owner rows connected to CADIZ INC. Open a relationship link for the CIK-to-CIK filing trail.

Rows
17
Largest Forms 3/4/5 holder
Heerema International Group Services SA
Net 12M change
+$496,937
Latest report
26 May 2026
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
Heerema International Group Services SA 10%+ Owner $76,098,443 Filing P/S 05 Nov 2024
Susan P. Kennedy Chief Executive Officer, Director $7,473,982 Mixed 08 Apr 2026
Keith Brackpool Director $5,432,926 Mixed 03 Apr 2023
Geoffrey T. Grant Director $1,549,163 Mixed 03 Apr 2023
Stanley E. Speer Chief Financial Officer $1,459,669 Mixed 08 Apr 2026
Cathryn Rivera Chief Operating Officer $1,269,975 -$10,825 -0.85% Mixed 20 May 2026
Maria S. Dreyfus Director $1,043,476 Mixed 01 Apr 2026
Winston H. Hickox Director $781,645 Mixed 30 Jun 2025
Scott S. Slater Chief Executive Officer, Director $586,872 Mixed 13 Jul 2023
David Mark O'Hara Director $539,711 +$507,762 +1589% Filing P/S 26 May 2026
Stephen E. Courter Director $229,811 Mixed 30 Jun 2025
Barbara A. Lloyd Director $124,945 Mixed 01 Apr 2026
Maria Echaveste Director $120,636 Mixed 30 Jun 2025
Carolyn D. Webb de Macias Director $103,420 Mixed 01 Jul 2024
Kenneth T. Lombard Director $75,763 Mixed 30 Jun 2025
Richard Garcia Polanco Director $67,132 Mixed 30 Jun 2025
Odey Asset Management LLP 10%+ Owner Mixed 12 Jun 2023

Recent insider transactions for CADIZ INC

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
David Mark O'Hara CDZI Common Stock Purchase 1589.2% $507,762 $4.58 110,865 117,841 26 May 2026 Direct
Cathryn Rivera CDZI Common Stock Sale -1.69% $10,825 $4.33 -2,500 145,000 20 May 2026 Direct
Cathryn Rivera CDZI Common Stock Award 7.27% 10,000 147,500 08 Apr 2026 Direct
Stanley E. Speer CDZI Common Stock Award 9.69% 25,075 283,860 08 Apr 2026 Direct
Susan P. Kennedy CDZI Common Stock Award 12.5% 125,000 1,121,921 08 Apr 2026 Direct
Susan P. Kennedy CDZI Restricted Stock Units Disposed to Issuer -25.5% -150,500 439,500 08 Apr 2026 Direct
Barbara A. Lloyd CDZI Common Stock Award 4.34% 927 22,272 01 Apr 2026 Direct
Maria S. Dreyfus CDZI Common Stock Award 2.03% 3,709 186,003 01 Apr 2026 Direct
David Mark O'Hara CDZI Common Stock Award 6,976 6,976 01 Apr 2026 Direct
Barbara A. Lloyd CDZI Common Stock Award 3.98% 817 21,345 02 Jan 2026 Direct
Maria S. Dreyfus CDZI Common Stock Award 1.82% 3,267 182,294 02 Jan 2026 Direct
Stanley E. Speer CDZI Common Stock Options Exercise 4.73% 13,425 297,285 31 Oct 2025 Direct
Stanley E. Speer CDZI Restricted Stock Units Options Exercise -8.77% -25,000 260,000 31 Oct 2025 Direct
Susan P. Kennedy CDZI Common Stock Options Exercise 4.46% 50,000 1,171,921 31 Oct 2025 Direct
Susan P. Kennedy CDZI Restricted Stock Units Options Exercise -11.4% -50,000 389,500 31 Oct 2025 Direct
Stanley E. Speer CDZI Common Stock Award 120.8% 141,600 258,785 06 Oct 2025 Direct
Stanley E. Speer CDZI Restricted Stock Units Award 285,000 285,000 06 Oct 2025 Direct
Barbara A. Lloyd CDZI Common Stock Award 5.42% 1,056 20,528 01 Oct 2025 Direct
Maria S. Dreyfus CDZI Common Stock Award 2.42% 4,223 179,027 01 Oct 2025 Direct
Barbara A. Lloyd CDZI Common Stock Award 8.66% 1,552 19,472 01 Jul 2025 Direct
Maria S. Dreyfus CDZI Common Stock Award 3.68% 6,209 174,804 01 Jul 2025 Direct
Barbara A. Lloyd CDZI Common Stock Award 84.6% 8,212 17,920 30 Jun 2025 Direct
Maria S. Dreyfus CDZI Common Stock Award 5.12% 8,212 168,595 30 Jun 2025 Direct
Richard Garcia Polanco CDZI Common Stock Award 59.3% 8,212 22,052 30 Jun 2025 Direct
Kenneth T. Lombard CDZI Common Stock Award 49.2% 8,212 24,887 30 Jun 2025 Direct
Winston H. Hickox CDZI Common Stock Award 4.44% 8,212 193,071 30 Jun 2025 Direct
Stephen E. Courter CDZI Common Stock Award 12.2% 8,212 75,489 30 Jun 2025 Direct
Maria Echaveste CDZI Common Stock Award 26.1% 8,212 39,627 30 Jun 2025 Direct
* marks a reported price that did not pass the local price check.
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