Geoffrey T. Grant - 07 Dec 2021 Form 4 Insider Report for CADIZ INC (CDZI)

Role
Director
Signature
Geoffrey T. Grant
Issuer symbol
CDZI
Transactions as of
07 Dec 2021
Net transactions value
+$104,907
Form type
4
Filing time
08 Dec 2021, 13:19:34 UTC
Previous filing
04 Oct 2021
Next filing
17 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CDZI Common Stock Award $55,783 +13,911 +11% $4.01 144,117 07 Dec 2021 Direct F1
transaction CDZI Common Stock Award $49,124 +11,089 +7.7% $4.43 155,206 08 Dec 2021 Direct F2
holding CDZI Common Stock 30,500 07 Dec 2021 By Trust F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $3.90 to $4.10. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 This transaction was executed in multiple trades at prices ranging from $4.15 to $4.56. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 These shares are held in five separate trusts, each holding 6,100 shares for the benefit of a child of the Reporting Person. The trustee of these trusts is not a member of the Reporting Person's immediate family. The Reporting Person disclaims beneficial ownership for the securities held by these trusts.