Geoffrey T. Grant - 08 Sep 2021 Form 4 Insider Report for CADIZ INC (CDZI)

Role
Director
Signature
Geoffrey T. Grant
Issuer symbol
CDZI
Transactions as of
08 Sep 2021
Net transactions value
+$271,808
Form type
4
Filing time
10 Sep 2021, 17:06:36 UTC
Previous filing
01 Jul 2021
Next filing
04 Oct 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CDZI Common Stock Award $271,808 +25,000 +24% $10.87 127,510 08 Sep 2021 Direct F1
holding CDZI Common Stock 30,500 08 Sep 2021 By Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 1,899 shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2021, which shares will vest on January 31, 2022.
F2 These shares are held in five separate trusts, each holding 6,100 shares for the benefit of a child of the Reporting Person. The trustee of these trusts is not a member of the Reporting Person's immediate family. The Reporting Person disclaims beneficial ownership for the securities held by these trusts.