Geoffrey T. Grant - 30 Jun 2021 Form 4 Insider Report for CADIZ INC (CDZI)

Role
Director
Signature
Geoffrey T. Grant
Issuer symbol
CDZI
Transactions as of
30 Jun 2021
Net transactions value
+$43,745
Form type
4
Filing time
01 Jul 2021, 16:39:39 UTC
Next filing
10 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CDZI Common Stock Award $24,995 +1,899 +1.9% $13.16 101,175 30 Jun 2021 Direct F1
transaction CDZI Common Stock Award $18,750 +1,335 +1.3% $14.04 102,510 01 Jul 2021 Direct F3
holding CDZI Common Stock 30,500 30 Jun 2021 By Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2021, which shares will vest on January 31, 2022.
F2 These shares are held in five separate trusts, each holding 6,100 shares for the benefit of a child of the Reporting Person. The trustee of these trusts is not a member of the Reporting Person's immediate family. The Reporting Person disclaims beneficial ownership for the securities held by these trusts.
F3 Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3 month period beginning July 1, 2021.