Steven L. Fradkin - 01 Mar 2024 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Signature
Bradley R. Gabriel, Attorney-in-Fact for Steven L. Fradkin
Issuer symbol
NTRS
Transactions as of
01 Mar 2024
Net transactions value
-$331,040
Form type
4
Filing time
05 Mar 2024, 19:06:06 UTC
Previous filing
23 Feb 2024
Next filing
03 May 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Tax liability $331,040 -4,042 -8.1% $81.90 46,078 01 Mar 2024 Direct F1, F2
holding NTRS Common Stock 144,787 01 Mar 2024 By Trust F1
holding NTRS Common Stock 52,347 01 Mar 2024 Gift Trust F3
holding NTRS Common Stock 13,725 01 Mar 2024 2022 GRAT
holding NTRS Common Stock 1,762 01 Mar 2024 Spouse as trustee for Daughter
holding NTRS Common Stock 1,762 01 Mar 2024 Spouse as trustee for Son
holding NTRS Common Stock 11,833 01 Mar 2024 401(k) as of 12-31-2023
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects 4,042 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 9,629 previously reported stock units. The remaining 5,587 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.
F2 Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F3 The reporting person's spouse is trustee of this trust.