Steven L. Fradkin - Mar 1, 2024 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
President/Wealth Management
Signature
Bradley R. Gabriel, Attorney-in-Fact for Steven L. Fradkin
Stock symbol
NTRS
Transactions as of
Mar 1, 2024
Transactions value $
-$331,040
Form type
4
Date filed
3/5/2024, 07:06 PM
Previous filing
Feb 23, 2024
Next filing
May 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Tax liability -$331K -4.04K -8.06% $81.90 46.1K Mar 1, 2024 Direct F1, F2
holding NTRS Common Stock 145K Mar 1, 2024 By Trust F1
holding NTRS Common Stock 52.3K Mar 1, 2024 Gift Trust F3
holding NTRS Common Stock 13.7K Mar 1, 2024 2022 GRAT
holding NTRS Common Stock 1.76K Mar 1, 2024 Spouse as trustee for Daughter
holding NTRS Common Stock 1.76K Mar 1, 2024 Spouse as trustee for Son
holding NTRS Common Stock 11.8K Mar 1, 2024 401(k) as of 12-31-2023
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects 4,042 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 9,629 previously reported stock units. The remaining 5,587 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.
F2 Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F3 The reporting person's spouse is trustee of this trust.