| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NTRS | Common Stock | Options Exercise | $238,650 | +4,097 | +8.9% | $58.25 | 50,175 | 01 May 2024 | Direct | F1 |
| transaction | NTRS | Common Stock | Sale | $338,248 | -4,097 | -8.2% | $82.56 | 46,078 | 01 May 2024 | Direct | F1 |
| holding | NTRS | Common Stock | 144,787 | 01 May 2024 | By Trust | ||||||
| holding | NTRS | Common Stock | 52,347 | 01 May 2024 | Gift Trust | F2 | |||||
| holding | NTRS | Common Stock | 13,725 | 01 May 2024 | 2022 GRAT | ||||||
| holding | NTRS | Common Stock | 1,762 | 01 May 2024 | Spouse as trustee for Daughter | ||||||
| holding | NTRS | Common Stock | 1,762 | 01 May 2024 | Spouse as trustee for Son | ||||||
| holding | NTRS | Common Stock | 11,932 | 01 May 2024 | 401(k) as of 3-31-2024 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NTRS | Employee Stock Option (right-to-buy) | Options Exercise | $0 | -4,097 | -100% | $0.000000* | 0 | 01 May 2024 | Common Stock | 4,097 | $58.25 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | Includes 46,078 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| F2 | The reporting person's spouse is trustee of this trust. |
| F3 | This option became exercisable in four equal annual installments beginning on February 16, 2017. |