| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NTRS | Common Stock | Award | $0 | +11.7K | +26.68% | $0.00 | 55.7K | Feb 21, 2024 | Direct | F1 |
| transaction | NTRS | Common Stock | Options Exercise | $1.77M | +30.4K | +54.56% | $58.25 | 86.1K | Feb 22, 2024 | Direct | F1 |
| transaction | NTRS | Common Stock | Sale | -$2.43M | -30.4K | -35.3% | $80.11 | 55.7K | Feb 22, 2024 | Direct | F1, F2 |
| holding | NTRS | Common Stock | 139K | Feb 21, 2024 | By Trust | ||||||
| holding | NTRS | Common Stock | 52.3K | Feb 21, 2024 | Gift Trust | F3 | |||||
| holding | NTRS | Common Stock | 13.7K | Feb 21, 2024 | 2022 GRAT | ||||||
| holding | NTRS | Common Stock | 1.76K | Feb 21, 2024 | Spouse as trustee for Daughter | ||||||
| holding | NTRS | Common Stock | 1.76K | Feb 21, 2024 | Spouse as trustee for Son | ||||||
| holding | NTRS | Common Stock | 11.8K | Feb 21, 2024 | 401(k) as of 12-31-2023 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NTRS | Employee Stock Option (right-to-buy) | Options Exercise | $0 | -30.4K | -88.12% | $0.00 | 4.1K | Feb 22, 2024 | Common Stock | 30.4K | $58.25 | Direct | F4 |
| Id | Content |
|---|---|
| F1 | Includes 55,707 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| F2 | Price reflects the weighted average sales price from $80.00 to $80.42. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. |
| F3 | The reporting person's spouse is trustee of this trust. |
| F4 | This option became exercisable in four equal annual installments beginning on February 16, 2017. |