Steven L. Fradkin - Feb 20, 2024 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
President/Wealth Management
Signature
Bradley R. Gabriel, Attorney-in-Fact for Steven L. Fradkin
Stock symbol
NTRS
Transactions as of
Feb 20, 2024
Transactions value $
-$806,311
Form type
4
Date filed
2/22/2024, 05:46 PM
Previous filing
Dec 7, 2023
Next filing
Feb 23, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Award $0 +22.9K +52.05% $0.00 66.9K Feb 20, 2024 Direct F1
transaction NTRS Common Stock Tax liability -$806K -10.1K -18.74% $79.51 44K Feb 20, 2024 Direct F1, F2
holding NTRS Common Stock 139K Feb 20, 2024 By Trust F2
holding NTRS Common Stock 13.7K Feb 20, 2024 2022 GRAT
holding NTRS Common Stock 52.3K Feb 20, 2024 Gift Trust F3
holding NTRS Common Stock 1.76K Feb 20, 2024 Spouse as trustee for Daughter
holding NTRS Common Stock 1.76K Feb 20, 2024 Spouse as trustee for Son
holding NTRS Common Stock 11.8K Feb 20, 2024 401(k) as of 12-31-2023
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 43,976 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F2 Reflects the transfer of 12,749 shares directly held by the reporting person into the reporting person's existing trust account.
F3 The reporting person's spouse is trustee of this trust.