| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NTRS | Common Stock | Award | $0 | +22,890 | +52% | $0.000000 | 66,866 | 20 Feb 2024 | Direct | F1 |
| transaction | NTRS | Common Stock | Tax liability | $806,311 | -10,141 | -19% | $79.51 | 43,976 | 20 Feb 2024 | Direct | F1, F2 |
| holding | NTRS | Common Stock | 139,200 | 20 Feb 2024 | By Trust | F2 | |||||
| holding | NTRS | Common Stock | 13,725 | 20 Feb 2024 | 2022 GRAT | ||||||
| holding | NTRS | Common Stock | 52,347 | 20 Feb 2024 | Gift Trust | F3 | |||||
| holding | NTRS | Common Stock | 1,762 | 20 Feb 2024 | Spouse as trustee for Daughter | ||||||
| holding | NTRS | Common Stock | 1,762 | 20 Feb 2024 | Spouse as trustee for Son | ||||||
| holding | NTRS | Common Stock | 11,833 | 20 Feb 2024 | 401(k) as of 12-31-2023 |
| Id | Content |
|---|---|
| F1 | Includes 43,976 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| F2 | Reflects the transfer of 12,749 shares directly held by the reporting person into the reporting person's existing trust account. |
| F3 | The reporting person's spouse is trustee of this trust. |