| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NTRS | Common Stock | Tax liability | $37,367 | -465 | -1% | $80.36 | 43,976 | 05 Dec 2023 | Direct | F1, F2 |
| holding | NTRS | Common Stock | 126,451 | 05 Dec 2023 | By Trust | F3, F4 | |||||
| holding | NTRS | Common Stock | 52,347 | 05 Dec 2023 | Gift Trust | F3, F5 | |||||
| holding | NTRS | Common Stock | 13,725 | 05 Dec 2023 | 2022 GRAT | F4 | |||||
| holding | NTRS | Common Stock | 1,762 | 05 Dec 2023 | Spouse as trustee for Daughter | ||||||
| holding | NTRS | Common Stock | 1,762 | 05 Dec 2023 | Spouse as trustee for Son | ||||||
| holding | NTRS | Common Stock | 11,741 | 05 Dec 2023 | 401(k) as of 9-30-2023 |
| Id | Content |
|---|---|
| F1 | Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units. |
| F2 | Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| F3 | Reflects the March 13, 2023 transfer of 9,915 shares held by the reporting person in a trust account into the reporting person's Gift Trust account. |
| F4 | Reflects the May 31, 2023 distribution of 33,025 shares from the reporting person's grantor retained annuity trust ("GRAT") to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument. |
| F5 | The reporting person's spouse is trustee of this trust. |