| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NTRS | Common Stock | Tax liability | -$368K | -3.9K | -8.06% | $94.49 | 44.4K | Mar 1, 2023 | Direct | F1, F2, F3 |
| holding | NTRS | Common Stock | 103K | Mar 1, 2023 | By Trust | F1, F2 | |||||
| holding | NTRS | Common Stock | 42.4K | Mar 1, 2023 | Gift Trust | F4 | |||||
| holding | NTRS | Common Stock | 46.8K | Mar 1, 2023 | 2022 GRAT | ||||||
| holding | NTRS | Common Stock | 1.76K | Mar 1, 2023 | Spouse as trustee for Daughter | ||||||
| holding | NTRS | Common Stock | 1.76K | Mar 1, 2023 | Spouse as trustee for Son | ||||||
| holding | NTRS | Common Stock | 11.4K | Mar 1, 2023 | 401(k) as of 12-31-2022 |
| Id | Content |
|---|---|
| F1 | Reflects a correction to the number of shares withheld in payment of taxes on February 21, 2023, previously reported on a Form 4 filed February 23, 2023. The actual number of shares withheld in such transaction was 6,576, rather than the 5,046 shares originally reported, which resulted in a transfer of 8,268 shares to the reporting person's existing trust account on such date, rather than the 9,798 shares originally reported in footnote 2 of such filing. |
| F2 | Reflects 3,895 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 9,281 previously reported stock units. The remaining 5,386 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account. |
| F3 | Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. |
| F4 | The reporting person's spouse is trustee of this trust. |